RIAX AI
Live / Applied — Non-final action mailed (as of 01 Apr 2026)
What this means for you
Not registered yet, but its 24 Nov 2025 filing date beats anything filed after it. If it registers, the owner can stop confusingly similar uses in the classes it covers.
Record
- Serial number
- 99513998
- Mark type
- Stylized text
- Filed
- 24 Nov 2025
- Attorney of record
- GABRIELLA ROSE
Goods and services
- Class 035 — Advertising and business services: Business management consulting and advisory services for the registered investment advisors industry; Business management consulting and advisory services; Business consulting services in the field of financial advisory practice operations and efficiency; Business data analysis services in the field of financial advisory practices; Business consulting services in the field of client relationship management for financial advisors; Business advisory services in the field of registered investment advisors; Business assistance, advisory and consulting services in the field of registered investment advisors; Business consulting services in the field of registered investment advisors; Business management consulting services in the field of registered investment advisors; Providing business intelligence services; Business consulting services in the field of practice management consulting services for investment advisory firms; Business management consulting services in the field of practice management consulting services for investment advisory firms; Business consulting services in the field of investment advisory firms; Business management consulting services in the field of investment advisory firms; Business consulting services in the field of business process automation services for registered investment advisors; Business management consulting services in the field of business process automation services for registered investment advisors; Business advisory services in the field of business process automation services for registered investment advisors; Business management consulting services in the field of analyzing and improving operational workflows and client service processes for registered investment advisors; Business management consulting and advisory services for the analysis and improvement of operational workflows and client service processes for registered investment advisors industry; Business advisory services in the field of investment advisory practice performance metrics and key performance indicators; Business data analysis services in the field of investment advisory practice performance metrics and key performance indicators; Business efficiency advice; Business efficiency expert services; Business consulting services in the field of wealth management firms; Business management consulting services in the field of business workflow management and optimization services for registered investment advisors
- Class 042 — Scientific and technological services: Software as a service (SAAS) services featuring software using artificial intelligence (AI) for financial advisory practice management; Platform as a service (PAAS) featuring computer software platforms for using artificial intelligence for practice intelligence and workflow automation for registered investment advisors; Computer software development in the field of artificial intelligence-powered financial services automation; Providing online non-downloadable software using machine learning for pattern recognition, predictive analytics, and behavioral analysis in the field of investment advisory services; Providing on-line non-downloadable software using artificial intelligence (AI) for pattern recognition, predictive analytics, and behavioral analysis in the field of investment advisory services; Cloud computing featuring software for use using artificial intelligence for automating operational workflows for registered investment advisors; Software as a service (SAAS) services featuring software using artificial intelligence (AI) for Global Investment Performance Standards (GIPS) compliance monitoring, fee calculation validation, client touchpoint tracking, and regulatory compliance documentation for financial advisors; Computer programming services for data processing and business intelligence in the field of wealth management; Providing temporary use of on-line non-downloadable software and applications using artificial intelligence (AI) for registered investment advisors, namely, software for meeting documentation and analysis, billing automation and reconciliation, compliance monitoring and documentation, client relationship management, revenue optimization, and portfolio performance monitoring; Consultancy in the field of artificial intelligence (AI) technology; Technological planning and consulting services in the field of artificial intelligence implementation for financial advisory firms
Owner
- Node AI, Inc., Troy, MI, US
Prosecution history
- 01 Apr 2026 — NOTIFICATION OF NON-FINAL ACTION E-MAILED
- 01 Apr 2026 — NON-FINAL ACTION E-MAILED
- 01 Apr 2026 — NON-FINAL ACTION WRITTEN
- 30 Mar 2026 — ASSIGNED TO EXAMINER
- 12 Feb 2026 — NEW APPLICATION OFFICE SUPPLIED DATA ENTERED
- 24 Nov 2025 — APPLICATION FILING RECEIPT MAILED
- 24 Nov 2025 — NEW APPLICATION ENTERED