SIMPLICITY SECURITIES

What this means for you

Approved and waiting on proof of use. It will register unless the applicant drops it, and its 19 Sept 2025 filing date already counts against anyone who files later.

Record

Serial number

99402680

Mark type

Stylized text

Filed

19 Sept 2025

Published for opposition

24 Mar 2026

Attorney of record

Peter J. Hardin

Goods and services

• Class 036 — Insurance and financial services: Investment advice; Broker-dealer financial services in the field of securities, namely, brokerage services for stocks, bonds, mutual funds, and other financial investment products; providing financial brokerage services for variable insurance products and variable annuities; financial services, namely, the underwriting, distribution, and issuing of annuity products and insurance registered with the federal agency responsible for securities and the not-for-profit organization that protects investors and supervises member broker-dealers under federal law; advisory and brokerage services related to financial investment products and insurance for retirement

Owner

• Simplicity Financial Marketing Holdings, Inc., Summit, NJ, US
• Simplicity Financial Marketing Holdings, Inc., Summit, NJ, US

Prior registrations

• Registration 7260029

Prosecution history

• 24 Mar 2026 — OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED
• 24 Mar 2026 — PUBLISHED FOR OPPOSITION
• 18 Mar 2026 — NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED
• 02 Mar 2026 — APPROVED FOR PUB - PRINCIPAL REGISTER
• 22 Jan 2026 — TEAS/EMAIL CORRESPONDENCE ENTERED
• 22 Jan 2026 — CORRESPONDENCE RECEIVED IN LAW OFFICE
• 22 Jan 2026 — TEAS RESPONSE TO OFFICE ACTION RECEIVED
• 09 Dec 2025 — NOTIFICATION OF NON-FINAL ACTION E-MAILED
• 09 Dec 2025 — NON-FINAL ACTION E-MAILED
• 09 Dec 2025 — NON-FINAL ACTION WRITTEN
• 03 Dec 2025 — ASSIGNED TO EXAMINER
• 19 Sept 2025 — APPLICATION FILING RECEIPT MAILED
• 19 Sept 2025 — NEW APPLICATION OFFICE SUPPLIED DATA ENTERED
• 19 Sept 2025 — NEW APPLICATION ENTERED