SWS CAPITAL MANAGEMENT
Live / Applied — Non-final action mailed (as of 12 Nov 2025)
What this means for you
Not registered yet, but its 12 Jun 2025 filing date beats anything filed after it. If it registers, the owner can stop confusingly similar uses in the classes it covers.
Record
- Serial number
- 99231845
- Mark type
- Stylized text
- Filed
- 12 Jun 2025
- Attorney of record
- Mark G. Chretien
Goods and services
- Class 036 — Insurance and financial services: Financial services, namely, investment management services, investment advisory services and financial asset management services; Fiduciary management services; Investment consultation and investment of funds for others, including private and public equity and debt investment services; Financial asset management; Financial risk management; Financial risk management consultation; Financial portfolio management; Management of securities portfolios and separately managed accounts
Owner
- SWS Capital Management, LLC, New York, NY, US
Prosecution history
- 11 Feb 2026 — APPLICATION EXTENSION GRANTED/RECEIPT PROVIDED
- 11 Feb 2026 — APPLICATION EXTENSION TO RESPONSE PERIOD - RECEIVED
- 09 Feb 2026 — TEAS CHANGE OF CORRESPONDENCE RECEIVED
- 09 Feb 2026 — ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
- 09 Feb 2026 — TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
- 12 Nov 2025 — NOTIFICATION OF NON-FINAL ACTION E-MAILED
- 12 Nov 2025 — NON-FINAL ACTION E-MAILED
- 12 Nov 2025 — NON-FINAL ACTION WRITTEN
- 01 Nov 2025 — ASSIGNED TO EXAMINER
- 20 Oct 2025 — NEW APPLICATION OFFICE SUPPLIED DATA ENTERED
- 12 Jun 2025 — APPLICATION FILING RECEIPT MAILED
- 12 Jun 2025 — NEW APPLICATION ENTERED