SMBC AM
Live / Applied — Response to non-final action entered (as of 10 Nov 2025)
What this means for you
Not registered yet, but its 23 Apr 2025 filing date beats anything filed after it. If it registers, the owner can stop confusingly similar uses in the classes it covers.
Record
- Serial number
- 99151339
- Mark type
- Stylized text
- Filed
- 23 Apr 2025
- Attorney of record
- Carolyn S. Toto
Goods and services
- Class 036 — Insurance and financial services: Financial affairs, namely, financial management and analysis services in relation to investment, venture capital and venture investments; monetary affairs in the nature of financial management and analysis services in relation to investment, asset and wealth management, investment banking and venture capitals; financial services, namely, financial management and analysis services in relation to investment, asset and wealth management, investment banking and venture capitals; management of investments for clients; stockbroking and brokerage of shares services; financial analysis, forecasting, planning, advice, research and reporting services in relation to investment, investment banking and venture capitals; financial valuations in relation to investment, investment banking and venture capitals; financial consultations in relation to investment, investment banking and venture capitals; financial asset management; financial portfolio management in relation to investment, investment banking and venture capitals; personal equity plans, namely, providing private equity fund investment services; investment of funds and trust company services for unit trusts; valuation services, namely, fiscal valuation, and financial valuations in relation to investment, investment banking and venture capitals; investment services, namely, asset and investment acquisition, consultation, advisory and development; fund management services, namely, management of private equity funds; fund transfer services, namely, electronic transfer of funds; trust services, namely, financial trust operations; trustee services; trusteeship representative services; investment services, namely, asset acquisition, consultation, development and management services; investment management services; information, consultancy and advisory services concerning or relating to all of the foregoing services.
Owner
- SMBC ASSET MANAGEMENT, INC, New York, NY, US
- Sumitomo Mitsui DS Asset Management (USA) Inc., New York, NY, US
Prosecution history
- 10 Nov 2025 — TEAS/EMAIL CORRESPONDENCE ENTERED
- 10 Nov 2025 — CORRESPONDENCE RECEIVED IN LAW OFFICE
- 10 Nov 2025 — TEAS RESPONSE TO OFFICE ACTION RECEIVED
- 29 Oct 2025 — NOTIFICATION OF NON-FINAL ACTION E-MAILED
- 29 Oct 2025 — NON-FINAL ACTION E-MAILED
- 29 Oct 2025 — NON-FINAL ACTION WRITTEN
- 15 Sept 2025 — ASSIGNED TO EXAMINER
- 29 Aug 2025 — NEW APPLICATION OFFICE SUPPLIED DATA ENTERED
- 12 Jun 2025 — TEAS CHANGE OF CORRESPONDENCE RECEIVED
- 12 Jun 2025 — APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
- 12 Jun 2025 — TEAS CHANGE OF OWNER ADDRESS RECEIVED
- 11 Jun 2025 — AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP
- 23 Apr 2025 — APPLICATION FILING RECEIPT MAILED
- 23 Apr 2025 — NEW APPLICATION ENTERED