401 FINANCIAL

Live / Registered — Registered (as of 17 Feb 2026)

What this means for you

Registered since 17 Feb 2026. The owner can stop confusingly similar uses in the classes it covers.

Record

Serial number
98942736
Registration number
8140788
Mark type
Stylized text
Filed
07 Jan 2025
Published for opposition
30 Dec 2025
Registered
17 Feb 2026
Attorney of record
Donna L. Mirman

Goods and services

  • Class 036 — Insurance and financial services: Financial services in the nature of an investment security; Financial services, namely, assisting others with the completion of financial transactions for stocks, bonds, securities and equities; Financial services, namely, broker/dealer services on securities exchanges and over-the-counter markets; Financial services, namely, coordination, within a single account, of an investment portfolio's maintenance, trading, rebalancing, and tax management needs; Financial services, namely, electronic transfer of cryptocurrency; Financial services, namely, investment advice, investment management, investment consultation and investment of funds for others, including private and public equity and debt investment services; Financial services, namely, life insurance settlement services; Financial services, namely, proprietary trading in commodities, securities, options, futures, equities and fixed income products in the United States and overseas market securities; Financial services, namely, providing an investment option available for variable annuity and variable life insurance products; Financial services, namely, the trading of financial instruments, securities, shares, options and other derivative products; Financial services, namely, wealth management services; Financial advice and consultancy services; Financial advisory and consultancy services; Financial advisory and consultancy services relating to micro credits, micro finance and energy products; Financial advisory and consultancy services, namely, the creation of personalized strategies to achieve financial independence; Financial advisory and consultancy services, namely, the creation of personalized strategies to achieve financial independence by investing in Stock, Bond, ETF, Mutual fund, Insurance products.; Financial affairs and monetary affairs, namely, financial information, management and analysis services; Financial analysis and research services; Financial and investment services, namely, asset and investment acquisition, consultation, advisory and development; Financial consultancy services; Financial consulting services, namely, expert analysis in finance

Owner

Prosecution history

  • 17 Feb 2026 — NOTICE OF REGISTRATION CONFIRMATION EMAILED
  • 17 Feb 2026 — REGISTERED-PRINCIPAL REGISTER
  • 30 Dec 2025 — OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED
  • 30 Dec 2025 — PUBLISHED FOR OPPOSITION
  • 24 Dec 2025 — NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED
  • 04 Dec 2025 — APPROVED FOR PUB - PRINCIPAL REGISTER
  • 03 Dec 2025 — TEAS/EMAIL CORRESPONDENCE ENTERED
  • 03 Dec 2025 — CORRESPONDENCE RECEIVED IN LAW OFFICE
  • 03 Dec 2025 — TEAS RESPONSE TO OFFICE ACTION RECEIVED
  • 19 Nov 2025 — ASSIGNED TO EXAMINER
  • 10 Sept 2025 — NOTIFICATION OF NON-FINAL ACTION E-MAILED
  • 10 Sept 2025 — NON-FINAL ACTION E-MAILED
  • 10 Sept 2025 — NON-FINAL ACTION WRITTEN
  • 28 Jul 2025 — TEAS/EMAIL CORRESPONDENCE ENTERED
  • 28 Jul 2025 — CORRESPONDENCE RECEIVED IN LAW OFFICE

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