DFS COMPLIANCE MANAGER AND ASSET MANAGER

Live / Allowed — Notice of allowance issued (as of 31 Mar 2026)

What this means for you

Approved and waiting on proof of use. It will register unless the applicant drops it, and its 04 Nov 2024 filing date already counts against anyone who files later.

Record

Serial number
98835974
Mark type
Stylized text
Filed
04 Nov 2024
Published for opposition
03 Feb 2026
Attorney of record
Cynthia Johnson Walden

Goods and services

  • Class 042 — Scientific and technological services: Software as a service (SaaS) services featuring software for compliance, auditing, accounting, data management, data analysis, financial management, internal controls management, governance, risk management, quality management, performance management, performance data, business metrics, vendor data, risk profiling, regulatory compliance, information technology security, business assurance and business intelligence

Owner

Prosecution history

  • 31 Mar 2026 — NOA E-MAILED - SOU REQUIRED FROM APPLICANT
  • 03 Feb 2026 — OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED
  • 03 Feb 2026 — PUBLISHED FOR OPPOSITION
  • 28 Jan 2026 — NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED
  • 06 Jan 2026 — APPROVED FOR PUB - PRINCIPAL REGISTER
  • 02 Jan 2026 — SUSPENSION CHECKED - TO ATTORNEY FOR ACTION
  • 01 Jul 2025 — NOTIFICATION OF LETTER OF SUSPENSION E-MAILED
  • 01 Jul 2025 — LETTER OF SUSPENSION E-MAILED
  • 01 Jul 2025 — SUSPENSION LETTER WRITTEN
  • 30 Jun 2025 — TEAS/EMAIL CORRESPONDENCE ENTERED
  • 30 Jun 2025 — CORRESPONDENCE RECEIVED IN LAW OFFICE
  • 30 Jun 2025 — TEAS RESPONSE TO OFFICE ACTION RECEIVED
  • 08 May 2025 — NOTIFICATION OF NON-FINAL ACTION E-MAILED
  • 08 May 2025 — NON-FINAL ACTION E-MAILED
  • 08 May 2025 — NON-FINAL ACTION WRITTEN

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