NASAA

What this means for you

Not registered yet, but its 07 Oct 2024 filing date beats anything filed after it. If it registers, the owner can stop confusingly similar uses in the classes it covers.

Record

Serial number

98788871

Mark type

Design + words

Filed

07 Oct 2024

Attorney of record

Andrew D. Price & Paula E. Hopkins

Goods and services

• Class 009 — Scientific and electric apparatus: Providing online downloadable publications, namely, downloadable templates, guidelines, and reports featuring state securities model rules and regulations, statements of policy regarding state securities model rules and regulations, model acts being model legislation, and exam study guides in the fields of financial investor protection, securities regulation, and licensing of broker-dealer agents and investment adviser representatives; providing online downloadable reports in the fields of financial investor protection, securities regulation, and licensing of broker-dealer agents and investment adviser representatives; downloadable electronic data files featuring forms for use by broker-dealers, investment advisers, and securities issuers in the fields of financial investor protection, securities regulation, and licensing of broker-dealer agents and investment adviser representatives
• Class 016 — Paper goods and printed matter: Printed publications, namely, printed templates, guidelines, and reports featuring state securities model rules and regulations, statements of policy regarding state securities model rules and regulations, model acts being model legislation, and printed exam study guides and reports, all in the fields of financial investor protection, securities regulation, and licensing of broker-dealer agents and investment adviser representatives
• Class 035 — Advertising and business services: Promoting the interests of state and provincial securities regulators and investors in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; advocacy services, namely, promoting public awareness of investor protection rules, securities regulations and licensing requirements of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives, to protect investors and promote capital markets for the benefit of investors in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; public policy consultancy services in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; providing public policy information in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; providing public policy information in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives via a website; database services to assist state securities regulators in the development, execution and recording of broker-dealer agent and investment adviser representative examinations, namely, business records management
• Class 036 — Insurance and financial services: Providing on-line financial information and news in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives
• Class 041 — Education and entertainment services: Educational services, namely, providing meetings, symposia, classes, workshops, seminars, webinars, and educational conferences in the fields of financial investor protection, securities regulation and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; providing training in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; developing curricula and examinations for state securities regulators to use in licensing broker-dealer agents and investment adviser representatives and for continuing education of investment adviser representatives; entertainment services, namely, providing educational podcasts in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; educational services, namely, providing educational speakers in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; providing a website featuring non-downloadable instructional videos in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; providing on-line information and news in the field of current events relating to financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives
• Class 042 — Scientific and technological services: Testing, analysis, and evaluation of the knowledge, skills, and abilities of individuals seeking licensure as broker-dealer agents or investment adviser representatives to determine conformity with established state regulatory licensing standards as it pertains to financial investor protection and state securities rules and regulations, and licensing requirements of individuals seeking licensure as broker-dealer agents or investment adviser representatives with state securities regulators; database services to state securities regulators to assist state securities regulators in the development, execution and recording of broker-dealer agent and investment adviser representative examinations, namely, providing an on-line computer database featuring examination results of broker-dealer agents and investment adviser representatives in the field of state securities regulation
• Class 045 — Legal and security services: Political lobbying services in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; providing on-line legal information and news in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives

Owner

• North American Securities Administrators Association Inc., Washington, DC, US

Prosecution history

• 05 Mar 2026 — NOTIFICATION OF FINAL REFUSAL EMAILED
• 05 Mar 2026 — FINAL REFUSAL E-MAILED
• 05 Mar 2026 — FINAL REFUSAL WRITTEN
• 20 Feb 2026 — EXAMINER'S AMENDMENT ENTERED
• 20 Feb 2026 — NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED
• 20 Feb 2026 — EXAMINERS AMENDMENT E-MAILED
• 20 Feb 2026 — EXAMINERS AMENDMENT -WRITTEN
• 01 Feb 2026 — TEAS/EMAIL CORRESPONDENCE ENTERED
• 01 Feb 2026 — CORRESPONDENCE RECEIVED IN LAW OFFICE
• 01 Feb 2026 — TEAS RESPONSE TO OFFICE ACTION RECEIVED
• 04 Nov 2025 — NOTIFICATION OF NON-FINAL ACTION E-MAILED
• 04 Nov 2025 — NON-FINAL ACTION E-MAILED
• 04 Nov 2025 — NON-FINAL ACTION WRITTEN
• 14 Oct 2025 — TEAS/EMAIL CORRESPONDENCE ENTERED
• 10 Oct 2025 — CORRESPONDENCE RECEIVED IN LAW OFFICE