SEI ACCESS

What this means for you

Approved and waiting on proof of use. It will register unless the applicant drops it, and its 01 Oct 2024 filing date already counts against anyone who files later.

Record

Serial number

98780559

Mark type

Stylized text

Filed

01 Oct 2024

Published for opposition

27 May 2025

Attorney of record

Kristin H. Altoff

Goods and services

• Class 035 — Advertising and business services: Provision of an online marketplace for the buyers and sellers of alternative investment products
• Class 036 — Insurance and financial services: Providing information regarding alternative investment offerings of equity or debt securities to financial intermediaries, financial advisors, and investors; Financial services, namely, facilitating financial transactions for securities via an online platform that connects issuers and their intermediaries with financial advisers and investors; Financial services, namely, conducting straight-through processing and data exchange for alternative investment transactions; Financial services, namely, raising equity capital for others; Collective investment trust services
• Class 042 — Scientific and technological services: Platform as a service (PAAS) featuring computer software platforms for financial intermediaries, financial advisors, investors, asset managers, and issuers in the alternative investments industry to seamlessly inter-operate while managing and processing alternative investments workflow, data, documents, marketing, communications, and allocations; Providing a website featuring online non-downloadable software that gives financial intermediaries, financial advisors, investors, asset managers, and issuers the ability to configure web functionality featuring user-defined information relating to alternative investment opportunities; Providing a website featuring online non-downloadable software and applications for use in facilitating alternative investment transactions; Providing a website featuring online non-downloadable software and applications for use in obtaining electronic signatures for investment transactions; Providing a website featuring online non-downloadable software and applications for use in conducting straight-through processing and data exchange for alternative investment transactions; Providing temporary use of online, non-downloadable software and applications to allow financial intermediaries, financial advisors, and investors to participate in or obtain information about alternative investments directly or on behalf of others; Providing temporary use of online, non-downloadable software and applications for the purpose of managing investor and investment information relating to alternative investment transactions; Platform as a service (PAAS) featuring computer software platforms for financial intermediaries, financial advisors, investors, asset managers, and issuers in the alternative investments industry to complete onboarding documentation and to manage, store and track documentation; Providing temporary use of online, non-downloadable software and applications for the purpose of completing onboarding documentation and for managing, storing and tracking documentation; Platform as a service (PAAS) featuring computer software platforms for financial intermediaries, financial advisors, investors, asset managers, and issuers in the alternative investments industry to track the buying and selling of securities; Platform as a services (PAAS) featuring computer software platforms for transactions processing, namely, vendor workflow management and document routing, countersigning service subscriptions and communicating with internal and external stakeholders regarding transactions; Platform as a services (PAAS) featuring computer software platforms for tracking downloads of documentation, tracking subscription status, exporting CSV data for transactions and storing documentation

Owner

• SEI Investments Developments, Inc., Wilmington, DE, US
• SEI Investments Developments, Inc., Wilmington, DE, US

Prosecution history

• 22 Oct 2025 — TEAS STATEMENT OF USE RECEIVED
• 22 Jul 2025 — NOA E-MAILED - SOU REQUIRED FROM APPLICANT
• 27 May 2025 — OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED
• 27 May 2025 — PUBLISHED FOR OPPOSITION
• 21 May 2025 — NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED
• 25 Apr 2025 — APPROVED FOR PUB - PRINCIPAL REGISTER
• 25 Apr 2025 — EXAMINER'S AMENDMENT ENTERED
• 25 Apr 2025 — NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED
• 25 Apr 2025 — EXAMINERS AMENDMENT E-MAILED
• 25 Apr 2025 — EXAMINERS AMENDMENT -WRITTEN
• 16 Apr 2025 — NOTIFICATION OF PRIORITY ACTION E-MAILED
• 16 Apr 2025 — PRIORITY ACTION E-MAILED
• 16 Apr 2025 — PRIORITY ACTION WRITTEN
• 08 Apr 2025 — ASSIGNED TO EXAMINER
• 07 Apr 2025 — NEW APPLICATION OFFICE SUPPLIED DATA ENTERED