WE ASPIRE TO CREATE A BETTER WORLD BY HARNESSING THE POWER OF FINANCIAL MARKETS

What this means for you

Approved and waiting on proof of use. It will register unless the applicant drops it, and its 19 Sept 2024 filing date already counts against anyone who files later.

Record

Serial number

98758772

Mark type

Stylized text

Filed

19 Sept 2024

Published for opposition

15 Jul 2025

Attorney of record

Stacey R. Halpern

Goods and services

• Class 035 — Advertising and business services: Economic forecasting and analysis; business research in the field of economic performance; business efficiency expert services; business management consulting, namely, advice and consultancy as to business management for offering of stock to the public; analysis and advice as to business management for offering of stock to the public to private companies; business management consulting, namely, and advice and consultancy as to capital policy of business; business consultancy, namely, consulting as to sales, acquisition and merger of companies; provision of information in the field of tax
• Class 036 — Insurance and financial services: Mutual fund brokerage; mutual fund investment; capital investment; financial research in the field of economics; financial research and analysis of securities investment; capital investment management services; management of portfolios for capital investment; financial analysis of capital investment; financial analysis; financial evaluation for insurance, banking and real estate purposes; financial management; loan financing and discounting of bills; agencies in the field of bond subscriptions; brokerage for hire-purchase; brokerage of credit purchases, namely, of loan credit, consumer credit, and carbon credit; brokerage services in the nature of buying and selling of securities; trading of securities index futures; trading of securities options; trading of overseas market securities futures; agencies for brokerage for trading of securities, securities index futures, securities options, and overseas market securities futures; agencies for brokerage of on-commission trading in domestic markets of securities, securities index futures and securities options; agencies for brokerage of on-commission trading in overseas markets of securities, and securities index futures; agencies for brokerage of forward agreement of securities, for forward agreement of securities index futures, for forward agreement of securities options, and for spot and forward transaction of securities index futures; brokerage for securities liquidation; securities underwriting; financial investment brokerage services in the field of securities offerings, namely, public offerings, administering the issuance, underwriting and distribution of securities; brokerage of shares and other securities; providing stock market information; financial information in the field of investment as to securities; financial advice, namely, advice as to capital investment based on investment advisory agreement and capital investment based on discretionary investment contracts; servicing and management of financial asset, namely, financial asset management; financial research, namely, search as to securities investments; charitable fund raising; provision of financial information; financial research as to financial and securities markets and provision of information as to financial and securities markets; financial planning and financial advice of offering of stock to the public, and financial appraisal and valuation of stock

Owner

• Nomura Holdings, Inc., Chuo-ku, Tokyo, JP
• Nomura Holdings, Inc., Chuo-ku, Tokyo, JP

Prosecution history

• 06 Mar 2026 — SOU TEAS EXTENSION RECEIVED
• 26 Feb 2026 — TEAS STATEMENT OF USE RECEIVED
• 09 Sept 2025 — NOA E-MAILED - SOU REQUIRED FROM APPLICANT
• 15 Jul 2025 — OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED
• 15 Jul 2025 — PUBLISHED FOR OPPOSITION
• 09 Jul 2025 — NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED
• 12 Jun 2025 — APPROVED FOR PUB - PRINCIPAL REGISTER
• 10 Jun 2025 — TEAS/EMAIL CORRESPONDENCE ENTERED
• 10 Jun 2025 — CORRESPONDENCE RECEIVED IN LAW OFFICE
• 10 Jun 2025 — TEAS RESPONSE TO OFFICE ACTION RECEIVED
• 27 Mar 2025 — NOTIFICATION OF NON-FINAL ACTION E-MAILED
• 27 Mar 2025 — NON-FINAL ACTION E-MAILED
• 27 Mar 2025 — NON-FINAL ACTION WRITTEN
• 27 Mar 2025 — ASSIGNED TO EXAMINER
• 26 Mar 2025 — NEW APPLICATION OFFICE SUPPLIED DATA ENTERED