BROKER DEALER IN A BOX

Live / Allowed — Published for opposition (as of 20 Mar 2026)

What this means for you

Approved and waiting on proof of use. It will register unless the applicant drops it, and its 07 Sept 2024 filing date already counts against anyone who files later.

Record

Serial number
98738541
Mark type
Stylized text
Filed
07 Sept 2024
Published for opposition
09 Sept 2025

Goods and services

  • Class 042 — Scientific and technological services: Software as a service (SAAS) services featuring software using artificial intelligence (AI) for use in machine learning within the field of regulatory compliance in U.S. securities laws; Consulting services in the field of software as a service (SAAS), namely, strategic and technical advice to U.S. securities industry broker dealers regarding the design, implementation, customization, and regulatory integration of non-downloadable compliance software

Owner

Prosecution history

  • 19 Mar 2026 — EXTENSION OF TIME TO OPPOSE PROCESS - TERMINATED
  • 17 Sept 2025 — EXTENSION OF TIME TO OPPOSE RECEIVED
  • 09 Sept 2025 — OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED
  • 09 Sept 2025 — PUBLISHED FOR OPPOSITION
  • 03 Sept 2025 — NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED
  • 09 Aug 2025 — APPROVED FOR PUB - PRINCIPAL REGISTER
  • 09 Aug 2025 — TEAS/EMAIL CORRESPONDENCE ENTERED
  • 09 Aug 2025 — CORRESPONDENCE RECEIVED IN LAW OFFICE
  • 09 Aug 2025 — TEAS RESPONSE TO OFFICE ACTION RECEIVED
  • 08 Aug 2025 — NOTIFICATION OF NON-FINAL ACTION E-MAILED
  • 08 Aug 2025 — NON-FINAL ACTION E-MAILED
  • 08 Aug 2025 — NON-FINAL ACTION WRITTEN
  • 27 May 2025 — TEAS/EMAIL CORRESPONDENCE ENTERED
  • 27 May 2025 — CORRESPONDENCE RECEIVED IN LAW OFFICE
  • 27 May 2025 — TEAS REQUEST FOR RECONSIDERATION RECEIVED

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