RIA BLUEPRINT
Live / Applied — Statement of use — non-final action mailed (as of 04 Feb 2026)
What this means for you
Not registered yet, but its 06 Sept 2024 filing date beats anything filed after it. If it registers, the owner can stop confusingly similar uses in the classes it covers.
Record
- Serial number
- 98737841
- Mark type
- Stylized text
- Filed
- 06 Sept 2024
- Published for opposition
- 06 May 2025
- Attorney of record
- Dyan Finguerra-DuCharme
Goods and services
- Class 036 — Insurance and financial services: Investment advisory services, namely, Registered Investment Advisor (RIA) services.
- Class 042 — Scientific and technological services: Providing temporary use of on-line non-downloadable computer software, web-based software applications, and platform as a service (PaaS) services featuring computer software platforms, all for use by financial professionals, specifically for providing technological assistance, compliance guidance and custodial solutions to support Registered Investment Advisors (RIAs); software as a service (SaaS) featuring software for use by financial professionals, specifically for providing technological assistance, compliance guidance and custodial solutions to support Registered Investment Advisors (RIAs).
Owner
- Cetera Financial Holdings, Inc., El Segundo, CA, US
- Cetera Financial Holdings, Inc., El Segundo, CA, US
Prosecution history
- 04 Feb 2026 — NOTIFICATION OF NON-FINAL ACTION E-MAILED
- 04 Feb 2026 — NON-FINAL ACTION E-MAILED
- 04 Feb 2026 — SU - NON-FINAL ACTION - WRITTEN
- 03 Feb 2026 — STATEMENT OF USE PROCESSING COMPLETE
- 30 Jul 2025 — USE AMENDMENT FILED
- 03 Feb 2026 — CASE ASSIGNED TO INTENT TO USE PARALEGAL
- 30 Jul 2025 — TEAS STATEMENT OF USE RECEIVED
- 01 Jul 2025 — NOA E-MAILED - SOU REQUIRED FROM APPLICANT
- 06 May 2025 — OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED
- 06 May 2025 — PUBLISHED FOR OPPOSITION
- 30 Apr 2025 — NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED
- 08 Apr 2025 — APPROVED FOR PUB - PRINCIPAL REGISTER
- 04 Apr 2025 — TEAS/EMAIL CORRESPONDENCE ENTERED
- 04 Apr 2025 — CORRESPONDENCE RECEIVED IN LAW OFFICE
- 04 Apr 2025 — TEAS RESPONSE TO OFFICE ACTION RECEIVED