ROCKFLEET FINANCIAL SERVICES, INC.

Live / Registered — Registered (as of 08 Jul 2025)

What this means for you

Registered since 08 Jul 2025. The owner can stop confusingly similar uses in the classes it covers.

Record

Serial number
98665932
Registration number
7855576
Mark type
Stylized text
Filed
25 Jul 2024
Published for opposition
20 May 2025
Registered
08 Jul 2025

Goods and services

  • Class 036 — Insurance and financial services: Financial services, namely, assisting others with the completion of financial transactions for stocks, bonds, securities and equities; Financial services, namely, broker/dealer services on securities exchanges and over-the-counter markets; Financial services, namely, business fundraising for others; Financial services, namely, investment advice, investment management, investment consultation and investment of funds for others, including private and public equity and debt investment services; Financial services, namely, raising debt and equity capital for others; Financial services, namely, wealth management services; Financial advice and consultancy services; Financial advisory services; Financial advisory and consultancy services; Financial advisory and consultancy services, namely, the creation of personalized strategies to achieve financial independence; Financial analysis and research services; Financial consultancy services; Financial consulting services, namely, expert analysis in finance; Financial evaluation, tracking, analysis, forecasting, consultancy, advisory and research services relating to securities and other financial instruments; Financial information and advisory services; Financial investment services, namely, administering the issuance, underwriting and distribution of securities; Financial investment brokerage services; Financial planning and investment advisory services; Financial portfolio analysis services; Financial retirement plan consulting services; Broker-dealer financial services in the field of municipal bonds; Broker-dealer financial services in the field of publicly traded equity securities; Broker-dealer financial services in the field of publicly trade corporate debt securities; Information, advisory, consultancy and financial research services relating to finance and investments; Providing financial services with respect to securities and other financial instruments and products, namely, trading of and investments in securities and financial instruments and products for others; Providing financial advisory services; Strategic financial advisory services; Strategic corporate financial advisory services

Owner

Prior registrations

Prosecution history

  • 08 Jul 2025 — NOTICE OF REGISTRATION CONFIRMATION EMAILED
  • 08 Jul 2025 — REGISTERED-PRINCIPAL REGISTER
  • 20 May 2025 — OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED
  • 20 May 2025 — PUBLISHED FOR OPPOSITION
  • 14 May 2025 — NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED
  • 17 Apr 2025 — APPROVED FOR PUB - PRINCIPAL REGISTER
  • 04 Apr 2025 — TEAS/EMAIL CORRESPONDENCE ENTERED
  • 04 Apr 2025 — CORRESPONDENCE RECEIVED IN LAW OFFICE
  • 04 Apr 2025 — TEAS RESPONSE TO OFFICE ACTION RECEIVED
  • 13 Feb 2025 — NOTIFICATION OF NON-FINAL ACTION E-MAILED
  • 13 Feb 2025 — NON-FINAL ACTION E-MAILED
  • 13 Feb 2025 — NON-FINAL ACTION WRITTEN
  • 12 Feb 2025 — ASSIGNED TO EXAMINER
  • 11 Feb 2025 — NEW APPLICATION OFFICE SUPPLIED DATA ENTERED
  • 25 Jul 2024 — NEW APPLICATION ENTERED

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