ADVISOR360°

What this means for you

Approved and waiting on proof of use. It will register unless the applicant drops it, and its 06 Jun 2024 filing date already counts against anyone who files later.

Record

Serial number

98588496

Mark type

Stylized text

Filed

06 Jun 2024

Published for opposition

17 Mar 2026

Attorney of record

Daniel Hwang

Goods and services

• Class 036 — Insurance and financial services: Providing securities and financial account information on a limited and secure basis to authorized securities brokers and account representatives, and other authorized persons;
• Class 042 — Scientific and technological services: Providing temporary use of non-downloadable computer software by authorized securities brokers and account representatives for viewing financial account data and relevant non-financial information about their clients, for facilitating analyses of their clients' holdings and financial positions, and for conducting all client-based workflow from one central location; Platform as a service (PAAS) and software as a service (SAAS), namely, online portals featuring technologies and software that facilitate wealth and asset management, financial reporting, asset account status reporting, digital communications between financial advisors and their account-holding clients, and access to learning tools, articles, and reports in the fields of wealth management and investing; Providing temporary use of non-downloadable computer software for a seamless aggregating of investor data from disparate sources to power applications that create a complete financial picture for investors, financial advisors, and financial institutions; platform as a service (PAAS) featuring investor-data aggregation computer software platform for receiving, compiling and organizing data from disparate sources in order to inform programmed applications which algorithmically assemble financial positions, forecasts, and recommendations for investors, financial advisors, and financial institutions; and providing temporary use of non-downloadable household-centric computer software platforms for integrating financial data associated with household-investor accounts, including multiple accounts related to members of the same family, single generation or multi-generational, in order to inform asset management, goalplanning, asset allocation, risk management, and portfolio performance; Providing temporary use of non-downloadable computer software for use by authorized securities brokers, account representatives, advisors, and investors for client communications, customer relationship management, workflow processing, financial planning, financial goals, proposals, document management, securities trading, insurance management, banking and loan management, financial model rebalancing, and case management; Providing temporary use of non-downloadable computer software for use by authorized securities brokers, account representatives, advisors, and investors that drives enterprise and advisor productivity for unifying all the systems needed to run a business and support investors; Providing temporary use of non-downloadable computer software for use by authorized securities brokers, account representatives, advisors, and investors for automated decision management, and providing temporary use of non-downloadable, adaptive and predictive computer software for providing alerts, identified opportunities, notifications, workflows, education, case management, and information to users, as well as suggesting or automatically taking the next best action based on the particular circumstances; Providing temporary use of a web-based application designed for financial professionals and their investors that uses aggregated advisor and investor data to automatically apply workflow on the user's behalf and to create alerts to the same; Providing temporary use of online non-downloadable computer software for collecting, analyzing and organizing data in the field of deep learning, namely, real-time data through technology connected to internet-based computing devices that presents and communicates alerts, opportunities, notifications, workflow, and educational content to users, as well as taking technology actions and algorithmic actions on a user's behalf based on both human programming and machine learning from both a single user and across multiple users and firms' system use patterns leveraging data across multiple software components; Provision of online, non-downloadable software for digital onboarding and straight-through processing of financial accounts; software as a service (SAAS) services featuring software for use in the digital onboarding and verification of customer identities for financial accounts; providing temporary use of non-downloadable software for automating the creation, submission, processing, and management of financial accounts; development and design of computer software for facilitating digital onboarding processes and automated financial account approvals; providing temporary use of online, non-downloadable software for enabling financial institutions to perform customer due diligence, risk assessment, and regulatory compliance; technological consulting services in the field of digital onboarding and straight-through processing of financial accounts; electronic data storage services, namely, secure storage and management of digital documents and information for financial account processing; platform as a service (PAAS) services featuring software platforms for digital onboarding and the end-to-end processing of financial account applications; design, development, and implementation of software solutions for the integration of digital onboarding and straight-through processing systems with existing financial institution infrastructure.

Owner

• ADVISOR360°, LLC, Needham, MA, US
• ADVISOR360°, LLC, Weston, MA, US

Prior registrations

• Registration 3892041

Prosecution history

• 17 Mar 2026 — OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED
• 17 Mar 2026 — PUBLISHED FOR OPPOSITION
• 11 Mar 2026 — NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED
• 18 Feb 2026 — APPROVED FOR PUB - PRINCIPAL REGISTER
• 18 Feb 2026 — TEAS/EMAIL CORRESPONDENCE ENTERED
• 18 Feb 2026 — CORRESPONDENCE RECEIVED IN LAW OFFICE
• 18 Feb 2026 — TEAS RESPONSE TO OFFICE ACTION RECEIVED
• 17 Feb 2026 — TEAS WITHDRAWAL OF ATTORNEY RECEIVED-FIRM RETAINS
• 17 Feb 2026 — TEAS CHANGE OF CORRESPONDENCE RECEIVED
• 17 Feb 2026 — ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
• 17 Feb 2026 — TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
• 24 Oct 2025 — APPLICATION EXTENSION GRANTED/RECEIPT PROVIDED
• 24 Oct 2025 — APPLICATION EXTENSION TO RESPONSE PERIOD - RECEIVED
• 19 Aug 2025 — NOTIFICATION OF NON-FINAL ACTION E-MAILED
• 19 Aug 2025 — NON-FINAL ACTION E-MAILED