COMPLIANCEASSURANCE

What this means for you

This application is over — abandoned 18 Jul 2024. The name may be available, but check before relying on it — rights can also come from actual use, not only from the register.

Record

Serial number

97874492

Mark type

Stylized text

Filed

05 Apr 2023

Abandoned

18 Jul 2024

Attorney of record

Rachelle A. Dubow, Esq.

Goods and services

• Class 036 — Insurance and financial services: Compliance services, namely, providing financial information to financial institutions concerning financial requirements of mutual funds, exchange traded funds (ETFs), and hedge fund transactions by brokers, investment advisors, and broker dealers for regulatory compliance in the field of the investment industry
• Class 045 — Legal and security services: Regulatory compliance services, namely, providing regulatory compliance consulting information to financial institutions in the fields of mutual funds, exchange traded funds (ETFs), and hedge fund transactions by brokers, investment advisors, and broker dealers for regulatory compliance in the field of the investment industry

Owner

• Vigilant Compliance, LLC, Chadds Ford, PA, US

Prosecution history

• 15 Nov 2024 — ABANDONMENT NOTICE E-MAILED - FAILURE TO RESPOND
• 15 Nov 2024 — ABANDONMENT - FAILURE TO RESPOND OR LATE RESPONSE
• 17 Apr 2024 — NOTIFICATION OF NON-FINAL ACTION E-MAILED
• 17 Apr 2024 — NON-FINAL ACTION E-MAILED
• 17 Apr 2024 — NON-FINAL ACTION WRITTEN
• 12 Mar 2024 — TEAS/EMAIL CORRESPONDENCE ENTERED
• 12 Mar 2024 — CORRESPONDENCE RECEIVED IN LAW OFFICE
• 12 Mar 2024 — TEAS RESPONSE TO OFFICE ACTION RECEIVED
• 06 Dec 2023 — APPLICATION EXTENSION GRANTED/RECEIPT PROVIDED
• 06 Dec 2023 — APPLICATION EXTENSION TO RESPONSE PERIOD - RECEIVED
• 13 Sept 2023 — NOTIFICATION OF NON-FINAL ACTION E-MAILED
• 13 Sept 2023 — NON-FINAL ACTION E-MAILED
• 13 Sept 2023 — NON-FINAL ACTION WRITTEN
• 28 Aug 2023 — ASSIGNED TO EXAMINER
• 30 Apr 2023 — NEW APPLICATION OFFICE SUPPLIED DATA ENTERED