REGISTERED COMPLIANCE PROFESSIONAL
Dead / Abandoned — Abandoned — express abandonment (as of 31 Oct 2023)
What this means for you
This application is over — abandoned 23 Oct 2023. The name may be available, but check before relying on it — rights can also come from actual use, not only from the register.
Record
- Serial number
- 97675533
- Mark type
- Stylized text
- Filed
- 14 Nov 2022
- Abandoned
- 23 Oct 2023
- Attorney of record
- Rachelle A. Dubow, Esq.
Goods and services
- Goods and services: Regulatory compliance consulting services in the fields of investment management, investment advisory services, ETFs, mutual funds, broker-dealer services, and financial services
Owner
- Vigilant Compliance, LLC, Chadds Ford, PA, US
Prosecution history
- 31 Oct 2023 — ABANDONMENT NOTICE E-MAILED - EXPRESS ABANDONMENT
- 31 Oct 2023 — ABANDONMENT NOTICE MAILED - EXPRESS ABANDONMENT
- 31 Oct 2023 — ABANDONMENT - EXPRESS MAILED
- 23 Oct 2023 — TEAS EXPRESS ABANDONMENT RECEIVED
- 18 Sept 2023 — NOTIFICATION OF NON-FINAL ACTION E-MAILED
- 18 Sept 2023 — NON-FINAL ACTION E-MAILED
- 18 Sept 2023 — NON-FINAL ACTION WRITTEN
- 28 Aug 2023 — ASSIGNED TO EXAMINER
- 05 Dec 2022 — NEW APPLICATION OFFICE SUPPLIED DATA ENTERED
- 17 Nov 2022 — NEW APPLICATION ENTERED