COMPLIANCECHECK
Live / Applied — Ex parte appeal pending (as of 02 Apr 2026)
What this means for you
Not registered yet, but its 23 Feb 2022 filing date beats anything filed after it. If it registers, the owner can stop confusingly similar uses in the classes it covers.
Record
- Serial number
- 97279922
- Mark type
- Stylized text
- Filed
- 23 Feb 2022
- Attorney of record
- DEVON E. WHITE
Goods and services
- Class 035 — Advertising and business services: Business consulting services in the investment management industry, namely, consulting in relation to database management, marketing review and workflow management, compliance and testing management, and personal transaction monitoring provided in conjunction with the use of on-line non-downloadable software for database management, marketing review and workflow management, compliance and testing management, and personal transaction monitoring for companies in the investment management industry; Business consulting services, namely, consulting on business management aspects of regulatory compliance for companies in the investment management industry; Financial recordkeeping and business consultation in the fields of federal securities regulations and state securities regulations government, investment advisory and investment company activities
- Class 036 — Insurance and financial services: Analysis and consultancy relating to the provision of financial information for the asset and investment management industry, including hedge funds, financial best execution information, and transaction cost analysis for equity and foreign exchange markets, fixed income markets, advisor-sold investments
- Class 042 — Scientific and technological services: Software as a service services (saas) featuring non-downloadable software for use by asset managers and financial institutions for use in financial asset management, compliance consulting and testing, financial portfolio compliance management
- Class 045 — Legal and security services: Regulatory compliance consulting for companies in the investment management industry
Owner
- Fairview Investment Services, LLC, Raleigh, NC, US
Prosecution history
- 02 Apr 2026 — TEAS REQUEST FOR RECONSIDERATION RECEIVED
- 02 Apr 2026 — EX PARTE APPEAL-INSTITUTED
- 02 Apr 2026 — JURISDICTION RESTORED TO EXAMINING ATTORNEY
- 02 Apr 2026 — EXPARTE APPEAL RECEIVED AT TTAB
- 22 Dec 2025 — APPLICATION EXTENSION GRANTED/RECEIPT PROVIDED
- 22 Dec 2025 — APPLICATION EXTENSION TO RESPONSE PERIOD - RECEIVED
- 02 Oct 2025 — NOTIFICATION OF SUBSEQUENT FINAL EMAILED
- 02 Oct 2025 — SUBSEQUENT FINAL EMAILED
- 02 Oct 2025 — SUBSEQUENT FINAL REFUSAL WRITTEN
- 02 Oct 2025 — USE AMENDMENT ACCEPTED
- 10 Mar 2025 — AMENDMENT TO USE PROCESSING COMPLETE
- 10 Mar 2025 — USE AMENDMENT FILED
- 10 Mar 2025 — TEAS AMENDMENT OF USE RECEIVED
- 10 Mar 2025 — TEAS/EMAIL CORRESPONDENCE ENTERED
- 10 Mar 2025 — CORRESPONDENCE RECEIVED IN LAW OFFICE