Serial 88794515

Live / Registered — Registered (as of 22 Aug 2023)

What this means for you

Registered since 22 Aug 2023. The owner can stop confusingly similar uses in the classes it covers.

Record

Serial number
88794515
Registration number
7145891
Mark type
Design / logo
Filed
12 Feb 2020
Published for opposition
27 Oct 2020
Registered
22 Aug 2023
Attorney of record
Louis J. Franco

Goods and services

  • Class 035 — Advertising and business services: Providing operational business assistance to independently-operated financial services businesses; Business development services, namely, providing start-up and consulting support in the area of business development for the financial services businesses of others; Business development services for the financial services businesses of others, namely, providing marketing support for independent investment advisors and securities brokers by supplying paper-based marketing materials for dissemination by independent investment advisors and securities brokers to their clients; Providing centralized operational business support to the financial services businesses of independent investment advisors and securities brokers, namely, preparation of periodic asset-holdings statements in the nature of financial statements and preparation and dissemination of financial market reports; Providing centralized business support for a network of independent investment advisors, namely, centralized account billing services, preparation and dissemination of periodic asset-holdings statements, and preparation and dissemination of market reports; and providing business support in the nature of business compliance services in the nature of financial record-keeping for regulatory compliance purposes
  • Class 036 — Insurance and financial services: Financial advisory services; Investment advisory services; Investment brokerage services; Securities brokerage and advisory services; Securities brokerage services, namely, buying and selling securities for others; Financial asset management and research; Investment management; and Providing centralized operational support to the financial services businesses of independent investment advisors and securities brokers, namely, administration of securities brokerage accounts; Investment brokerage and insurance brokerage services; providing investment, financial and insurance management advice; and financial planning and financial consulting services; Providing securities and financial account information on a limited and secure basis to authorized securities brokers, advisors, account representatives, subscribing clients, and other authorized persons; providing indexed and classified financial market information, securities quotes, financial news stories, and providing professional financial information and professional financial research on a limited basis to securities brokers, advisors and account representatives, and other authorized persons; Providing an investment advisory database to financial advisors for the purpose of review and generation of consolidated, household financial reports in the field of securities, including, but not limited to stocks, bonds, mutual funds, variable insurance products, so-called alternative investments, and financial planning, none of the foregoing being related to consumer payments; Online financial services, namely, providing account holders with account information, account balances, available cash, financial holdings, positions, financial transaction history, performance reporting, and financial numeric calculations; providing information via a global computer network featuring financial market data, news and securities quotes; and providing computerized on-line financial transaction services, namely, funds transfer, payment and securities trading; providing investment market research support and analysis for independent investment advisors and securities brokers; and providing securities and financial account information on a limited and secure basis to authorized securities brokers and account representatives, and other authorized persons
  • Class 042 — Scientific and technological services: Providing temporary use of non-downloadable computer software to customers and affiliated financial advisors, brokers, and representatives, for viewing client account data to facilitate analyses of holdings and financial positions; providing temporary use of non-downloadable computer software by authorized securities brokers and account representatives and advisors for viewing financial account data and relevant non-financial information about their clients, for facilitating analyses of their clients' holdings and financial positions and financial plans, and for conducting all client-based workflow from one central location; and Web-based and paper-based graphic design of promotional materials for dissemination by independent investment advisors and securities brokers to their clients
  • Class 045 — Legal and security services: Providing regulatory compliance support to independent investment advisors and securities brokers, namely, compliance consulting services that assist investment advisors in ensuring that they are operating within federal and state securities and investment advisor-related laws and regulations

Owner

Prosecution history

  • 22 Aug 2023 — NOTICE OF REGISTRATION CONFIRMATION EMAILED
  • 22 Aug 2023 — REGISTERED-PRINCIPAL REGISTER
  • 15 Jul 2023 — NOTICE OF ACCEPTANCE OF STATEMENT OF USE E-MAILED
  • 14 Jul 2023 — ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED
  • 23 Jun 2023 — STATEMENT OF USE PROCESSING COMPLETE
  • 19 Jun 2023 — USE AMENDMENT FILED
  • 19 Jun 2023 — TEAS STATEMENT OF USE RECEIVED
  • 29 Apr 2023 — NOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILED
  • 28 Apr 2023 — SOU EXTENSION 4 GRANTED
  • 22 Dec 2022 — SOU EXTENSION 4 FILED
  • 26 Apr 2023 — CASE ASSIGNED TO INTENT TO USE PARALEGAL
  • 09 Mar 2023 — NOTICE OF REVIVAL - E-MAILED
  • 09 Mar 2023 — SOU EXTENSION RECEIVED WITH TEAS PETITION
  • 09 Mar 2023 — PETITION TO REVIVE-GRANTED
  • 09 Mar 2023 — TEAS PETITION TO REVIVE RECEIVED

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