FINRA CAT
Live / Registered — Registered (as of 02 Nov 2021)
What this means for you
Registered since 02 Nov 2021. The owner can stop confusingly similar uses in the classes it covers.
Record
- Serial number
- 88770817
- Registration number
- 6548362
- Mark type
- Word mark
- Filed
- 23 Jan 2020
- Published for opposition
- 30 Jun 2020
- Registered
- 02 Nov 2021
- Attorney of record
- Aaron D. Hendelman
Goods and services
- Class 035 — Advertising and business services: Business services, namely, maintaining a consolidated database of securities transactions; business management services relating to computer technologies, business automation, and customer support services; interactive record-keeping services for use in regulatory compliance by governmental and non-governmental professionals in the field of financial securities
- Class 036 — Insurance and financial services: Providing an online computer database with information regarding securities transactions; financial services, namely, storing, documenting and providing data relating to securities transactions; providing financial information relating to regulatory compliance in the financial securities industry
- Class 041 — Education and entertainment services: Educational services, namely, providing educational materials in the nature of non-downloadable brochures and information sheets in the fields of regulatory reporting of financial transactions, information security, and definition of financial securities data; planning and conducting educational events in the fields of reporting of financial transactions, information security, and definition of financial securities data, and distribution of educational materials in the nature of printed and downloadable brochures and information sheets in the fields of regulatory reporting of financial transactions, information security, and definition of financial securities data in connection therewith
- Class 042 — Scientific and technological services: Providing online non-downloadable software, namely, an online database pertaining to securities transactions, securities customer and account; providing online non-downloadable software, namely, an online repository for tracking, maintaining, processing and storing data; electronic data storage; providing online non-downloadable software, namely, providing software for monitoring, tracking, logging, analyzing, auditing and reporting in the fields of regulatory compliance and financial securities; Providing online non-downloadable software for archiving and retrieving data
- Class 045 — Legal and security services: Providing information relating to regulatory compliance in the financial securities industry
Owner
- Financial Industry Regulatory Authority, Inc., Washington, DC, US
- Financial Industry Regulatory Authority, Inc., Washington D.C, DC, US
- Financial Industry Regulatory Authority, Inc., Washington D.C, DC, US
Prosecution history
- 14 Mar 2024 — TEAS CHANGE OF CORRESPONDENCE RECEIVED
- 14 Mar 2024 — ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
- 14 Mar 2024 — TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
- 14 Mar 2024 — APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
- 14 Mar 2024 — TEAS CHANGE OF OWNER ADDRESS RECEIVED
- 02 Nov 2021 — REGISTERED-PRINCIPAL REGISTER
- 29 Sept 2021 — NOTICE OF ACCEPTANCE OF STATEMENT OF USE E-MAILED
- 28 Sept 2021 — ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED
- 27 Aug 2021 — ASSIGNED TO EXAMINER
- 24 Aug 2021 — SOU TEAS EXTENSION RECEIVED
- 13 Aug 2021 — STATEMENT OF USE PROCESSING COMPLETE
- 22 Feb 2021 — USE AMENDMENT FILED
- 13 Mar 2021 — NOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILED
- 12 Mar 2021 — SOU EXTENSION 1 GRANTED
- 22 Feb 2021 — SOU EXTENSION 1 FILED