COMPLIANCE 401K

Live / Registered — Registered (as of 08 Sept 2020)

What this means for you

Registered since 08 Sept 2020. The owner can stop confusingly similar uses in the classes it covers.

Record

Serial number
88419076
Registration number
6149746
Mark type
Stylized text
Filed
07 May 2019
Registered
08 Sept 2020
Attorney of record
Megan L. Ruffin

Goods and services

  • Class 045 — Legal and security services: Fiduciary compliance consulting, namely, consulting in the field of federal securities regulations governing investment advisory activities; Regulatory compliance consulting in the field of retirement plan administration

Owner

Prosecution history

  • 08 Sept 2025 — COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED
  • 08 Sept 2020 — REGISTERED-SUPPLEMENTAL REGISTER
  • 05 Aug 2020 — LAW OFFICE PUBLICATION REVIEW COMPLETED
  • 29 Jul 2020 — ASSIGNED TO LIE
  • 27 Jul 2020 — APPROVED FOR REGISTRATION SUPPLEMENTAL REGISTER
  • 21 Jul 2020 — TEAS/EMAIL CORRESPONDENCE ENTERED
  • 20 Jul 2020 — CORRESPONDENCE RECEIVED IN LAW OFFICE
  • 20 Jul 2020 — TEAS RESPONSE TO OFFICE ACTION RECEIVED
  • 21 Jan 2020 — NOTIFICATION OF PRIORITY ACTION E-MAILED
  • 21 Jan 2020 — PRIORITY ACTION E-MAILED
  • 21 Jan 2020 — PRIORITY ACTION WRITTEN
  • 24 Jul 2019 — NOTIFICATION OF NON-FINAL ACTION E-MAILED
  • 24 Jul 2019 — NON-FINAL ACTION E-MAILED
  • 24 Jul 2019 — NON-FINAL ACTION WRITTEN
  • 22 Jul 2019 — ASSIGNED TO EXAMINER

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