CERTIFIED SECURITIES COMPLIANCE PROFESSIONAL

Live / Registered — Registered (as of 07 Jan 2020)

What this means for you

Registered since 07 Jan 2020. The owner can stop confusingly similar uses in the classes it covers.

Record

Serial number
87821616
Registration number
5952684
Mark type
Stylized text
Filed
06 Mar 2018
Published for opposition
22 Oct 2019
Registered
07 Jan 2020
Attorney of record
Christie Baty Hudgins

Goods and services

  • Goods and services: Securities compliance review of best practices, rules and regulations and industry standards of broker-dealers and investment adviser professionals

Owner

Prior registrations

Prosecution history

  • 19 Nov 2025 — POST REGISTRATION ACTION MAILED - SEC. 8 & 15
  • 17 Nov 2025 — CASE ASSIGNED TO POST REGISTRATION PARALEGAL
  • 15 Nov 2025 — CASE ASSIGNED TO POST REGISTRATION PARALEGAL
  • 29 Jul 2025 — TEAS SECTION 8 & 15 RECEIVED
  • 07 Jan 2025 — COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED
  • 07 Jan 2020 — REGISTERED-PRINCIPAL REGISTER
  • 22 Oct 2019 — OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED
  • 22 Oct 2019 — PUBLISHED FOR OPPOSITION
  • 02 Oct 2019 — NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED
  • 17 Sept 2019 — APPROVED FOR PUB - PRINCIPAL REGISTER
  • 17 Sept 2019 — EXAMINER'S AMENDMENT ENTERED
  • 17 Sept 2019 — NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED
  • 17 Sept 2019 — EXAMINERS AMENDMENT E-MAILED
  • 17 Sept 2019 — EXAMINERS AMENDMENT -WRITTEN
  • 29 Aug 2019 — NOTIFICATION OF NON-FINAL ACTION E-MAILED

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