RIA COMPLIANCE CONCEPTS
Live / Registered — Registered — Section 8 accepted (as of 19 Mar 2025)
What this means for you
Registered since 20 Nov 2018. The owner can stop confusingly similar uses in the classes it covers.
Record
- Serial number
- 87633599
- Registration number
- 5609766
- Mark type
- Stylized text
- Filed
- 04 Oct 2017
- Published for opposition
- 04 Sept 2018
- Registered
- 20 Nov 2018
- Attorney of record
- Victoria Walker
Goods and services
- Class 045 — Legal and security services: Fiduciary compliance consulting, namely, consulting in the field of federal securities regulations governing investment advisory activities
Owner
- RIA COMPLIANCE CONCEPTS LLC, Austin, TX, US
- RIA COMPLIANCE CONCEPTS LLC, Leander, TX, US
- RIA COMPLIANCE CONCEPTS LLC, Leander, TX, US
Prosecution history
- 19 Mar 2025 — NOTICE OF ACCEPTANCE OF SEC. 8 - E-MAILED
- 19 Mar 2025 — REGISTERED - SEC. 8 (6-YR) ACCEPTED
- 19 Mar 2025 — CASE ASSIGNED TO POST REGISTRATION PARALEGAL
- 02 Aug 2024 — TEAS SECTION 8 RECEIVED
- 13 Jun 2024 — TEAS WITHDRAWAL OF ATTORNEY RECEIVED-FIRM RETAINS
- 13 Jun 2024 — TEAS CHANGE OF CORRESPONDENCE RECEIVED
- 13 Jun 2024 — ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
- 13 Jun 2024 — TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
- 13 Jun 2024 — APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
- 13 Jun 2024 — TEAS CHANGE OF OWNER ADDRESS RECEIVED
- 20 Nov 2023 — COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED
- 20 Nov 2018 — REGISTERED-PRINCIPAL REGISTER
- 04 Sept 2018 — OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED
- 04 Sept 2018 — PUBLISHED FOR OPPOSITION
- 15 Aug 2018 — NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED