A COMPLIANCEALPHA

Live / Registered — Registered — Sections 8 & 15 accepted and acknowledged (as of 16 Aug 2024)

What this means for you

Registered since 06 Feb 2018. The owner can stop confusingly similar uses in the classes it covers.

Record

Serial number
87074950
Registration number
5397215
Mark type
Design + words
Filed
17 Jun 2016
Published for opposition
18 Apr 2017
Registered
06 Feb 2018
Attorney of record
Scott E. Benfield

Goods and services

  • Class 042 — Scientific and technological services: Software as a service (SAAS), namely, the hosting of compliance software for reporting, filing, tracking, and managing compliance activity for use by others
  • Class 045 — Legal and security services: Regulatory compliance consulting services to financial services firms registered with the U.S. Securities and Exchange Commission or other international, federal, and state regulatory authorities

Owner

Prosecution history

  • 16 Aug 2024 — NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED
  • 16 Aug 2024 — REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.
  • 16 Aug 2024 — CASE ASSIGNED TO POST REGISTRATION PARALEGAL
  • 31 Jan 2024 — TEAS SECTION 8 & 15 RECEIVED
  • 22 Jan 2024 — TEAS CHANGE OF CORRESPONDENCE RECEIVED
  • 22 Jan 2024 — ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
  • 22 Jan 2024 — TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
  • 22 Jan 2024 — APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
  • 22 Jan 2024 — TEAS CHANGE OF OWNER ADDRESS RECEIVED
  • 06 Feb 2023 — COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED
  • 21 Feb 2018 — ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY
  • 06 Feb 2018 — REGISTERED-PRINCIPAL REGISTER
  • 05 Jan 2018 — NOTICE OF ACCEPTANCE OF STATEMENT OF USE E-MAILED
  • 04 Jan 2018 — ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED
  • 01 Dec 2017 — STATEMENT OF USE PROCESSING COMPLETE

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