ADVANCED REGULATORY COMPLIANCE LLC
Live / Registered — Registered — Sections 8 & 15 accepted and acknowledged (as of 14 Jan 2022)
What this means for you
Registered since 28 Jun 2016. The owner can stop confusingly similar uses in the classes it covers.
Record
- Serial number
- 86784752
- Registration number
- 4987449
- Mark type
- Stylized text
- Filed
- 12 Oct 2015
- Published for opposition
- 12 Apr 2016
- Registered
- 28 Jun 2016
- Attorney of record
- Erik M. Pelton
Goods and services
- Class 045 — Legal and security services: providing regulatory, compliance and legal consulting to investment advisers; regulatory compliance consulting and reviewing standards and practices to assure compliance with financial laws and regulations for financial services firms and their representatives
Owner
- ADVANCED REGULATORY COMPLIANCE, LLC, BEVERLY HILLS, CA, US
- ADVANCED REGULATORY COMPLIANCE, INC., Beverly Hills, CA, US
- ADVANCED REGULATORY COMPLIANCE, INC., Beverly Hills, CA, US
- ADVANCED REGULATORY COMPLIANCE, INC., Beverly Hills, CA, US
Prosecution history
- 28 Jun 2025 — COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED
- 14 Jan 2022 — NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED
- 14 Jan 2022 — REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.
- 14 Jan 2022 — CASE ASSIGNED TO POST REGISTRATION PARALEGAL
- 06 Oct 2021 — TEAS SECTION 8 & 15 RECEIVED
- 28 Jun 2021 — COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED
- 12 Mar 2021 — AMENDMENT UNDER SECTION 7 - PROCESSED
- 11 Mar 2021 — TEAS RESPONSE TO OFFICE ACTION-POST REG RECEIVED
- 09 Mar 2021 — POST REGISTRATION ACTION MAILED - SEC. 7
- 09 Mar 2021 — CASE ASSIGNED TO POST REGISTRATION PARALEGAL
- 17 Apr 2020 — OTQR WITHDRAWAL FROM PUBLICATION
- 14 Mar 2020 — AMENDMENT UNDER SECTION 7 - PROCESSED
- 12 Mar 2020 — CASE ASSIGNED TO POST REGISTRATION PARALEGAL
- 03 Feb 2020 — TEAS SECTION 7 REQUEST RECEIVED
- 26 Jun 2019 — AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP