NEUBERGER BERMAN INVESTMENT ADVISERS LLC
Live / Registered — Registered — Sections 8 & 15 accepted and acknowledged (as of 01 Mar 2023)
What this means for you
Registered since 06 Sept 2016. The owner can stop confusingly similar uses in the classes it covers.
Record
- Serial number
- 86770657
- Registration number
- 5037903
- Mark type
- Stylized text
- Filed
- 28 Sept 2015
- Published for opposition
- 05 Apr 2016
- Registered
- 06 Sept 2016
- Attorney of record
- Claudia W. Stangle
Goods and services
- Class 036 — Insurance and financial services: Financial services, namely, investment advisory, investment management, asset management, portfolio management, investment brokerage, securities brokerage, investment consultation, wealth management, and financial planning services, all the aforesaid services also available via the Internet or a similar electronic network; financial and investment services, namely, investment advisory and investment management and brokerage of securities, hedge funds, private equity funds, wrap fee programs, separate accounts, variable annuity programs, stocks, bonds, commodities, derivatives and debt investment, and limited partnerships; financial services, namely, financial research, analysis, consultation, and information services; financial services, namely, investment fund transfer and transaction services; financial custodian services, namely, maintaining possession of financial assets for others for financial management purposes; management and investment of funds and assets of others; capital investment services; financial transaction services, namely, clearing and reconciling financial transactions; financial services, namely, mutual fund advisory and investment management services, mutual fund distribution services, mutual fund underwriting and administration services, and variable annuities investment services; clearance services, namely, clearing and settling financial transactions on behalf of others; maintaining assets and securities for others, and confirming and tracking financial transactions for others; insurance investment services; trust and estate planning and management services; retirement planning services; real estate investment and trust advisory and management services
Owner
- Neuberger Berman Group LLC, New York, NY, US
- Neuberger Berman Group LLC, New York, NY, US
- Neuberger Berman Group LLC, New York, NY, US
Prior registrations
Prosecution history
- 20 Feb 2026 — TEAS SECTION 8 & 9 RECEIVED
- 06 Sept 2025 — COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED
- 01 Mar 2023 — NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED
- 01 Mar 2023 — REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.
- 01 Mar 2023 — CASE ASSIGNED TO POST REGISTRATION PARALEGAL
- 12 Aug 2022 — TEAS SECTION 8 & 15 RECEIVED
- 06 Sept 2021 — COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED
- 08 Jan 2017 — APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
- 08 Jan 2017 — TEAS CHANGE OF OWNER ADDRESS RECEIVED
- 06 Sept 2016 — REGISTERED-PRINCIPAL REGISTER
- 03 Aug 2016 — NOTICE OF ACCEPTANCE OF STATEMENT OF USE E-MAILED
- 02 Aug 2016 — ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED
- 12 Jul 2016 — STATEMENT OF USE PROCESSING COMPLETE
- 15 Jun 2016 — USE AMENDMENT FILED
- 11 Jul 2016 — CASE ASSIGNED TO INTENT TO USE PARALEGAL