BROKERCHECK
Live / Registered — Registered and renewed (as of 07 Jan 2026)
What this means for you
Registered since 21 Jun 2016. The owner can stop confusingly similar uses in the classes it covers; it stays on the register as long as the owner keeps up the maintenance filings (next due by 21 Jun 2026).
Record
- Serial number
- 86607969
- Registration number
- 4980926
- Mark type
- Design + words
- Filed
- 23 Apr 2015
- Published for opposition
- 05 Apr 2016
- Registered
- 21 Jun 2016
- Next maintenance due
- 21 Jun 2026
- Attorney of record
- Aaron D. Hendelman
Goods and services
- Class 035 — Advertising and business services: Providing an on-line computer database with information regarding business practices and conduct, namely, regulatory compliance of registered financial brokerage firms and their registered employees; providing information regarding the business practices and conduct, namely, regulatory compliance of registered financial brokerage firms and their registered employees in response to telephone and email inquiries
- Class 045 — Legal and security services: Providing an on-line computer database with information regarding the professional background of registered financial brokerage firms and their registered employees; providing information regarding the professional background of registered financial brokerage firms and their registered employees in response to telephone and email inquiries
Owner
- FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC., Washington, DC, US
- FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC., Washington, DC, US
- FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC., Washington, DC, US
Prosecution history
- 07 Jan 2026 — NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED
- 07 Jan 2026 — REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)
- 07 Jan 2026 — REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
- 07 Jan 2026 — CASE ASSIGNED TO POST REGISTRATION PARALEGAL
- 29 Sept 2025 — TEAS SECTION 8 & 9 RECEIVED
- 21 Jun 2025 — COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED
- 14 Mar 2024 — TEAS CHANGE OF CORRESPONDENCE RECEIVED
- 14 Mar 2024 — ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
- 14 Mar 2024 — TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
- 14 Mar 2024 — APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
- 14 Mar 2024 — TEAS CHANGE OF OWNER ADDRESS RECEIVED
- 22 Dec 2022 — NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED
- 22 Dec 2022 — REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.
- 22 Dec 2022 — CASE ASSIGNED TO POST REGISTRATION PARALEGAL
- 09 Jun 2022 — TEAS SECTION 8 & 15 RECEIVED