FINRA BUSINESS CONDUCT ROUNDTABLE
Live / Registered — Registered — Sections 8 & 15 accepted and acknowledged (as of 11 Jan 2022)
What this means for you
Registered since 06 Oct 2015. The owner can stop confusingly similar uses in the classes it covers.
Record
- Serial number
- 86533610
- Registration number
- 4826213
- Mark type
- Stylized text
- Filed
- 12 Feb 2015
- Published for opposition
- 21 Jul 2015
- Registered
- 06 Oct 2015
- Attorney of record
- Aaron D. Hendelman
Goods and services
- Class 035 — Advertising and business services: Arranging and conducting business conferences
- Class 041 — Education and entertainment services: Educational services, namely, conducting conferences in the field of securities regulations
Owner
- FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC., Washington, DC, US
- FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC., Washington, DC, US
- FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC., Washington, DC, US
Prosecution history
- 06 Oct 2024 — COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED
- 14 Mar 2024 — TEAS CHANGE OF CORRESPONDENCE RECEIVED
- 14 Mar 2024 — ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
- 14 Mar 2024 — TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
- 14 Mar 2024 — APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
- 14 Mar 2024 — TEAS CHANGE OF OWNER ADDRESS RECEIVED
- 11 Jan 2022 — NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED
- 11 Jan 2022 — REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.
- 11 Jan 2022 — CASE ASSIGNED TO POST REGISTRATION PARALEGAL
- 05 Oct 2021 — TEAS SECTION 8 & 15 RECEIVED
- 06 Oct 2020 — COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED
- 17 Jan 2017 — ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
- 17 Jan 2017 — TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
- 06 Oct 2015 — REGISTERED-PRINCIPAL REGISTER
- 21 Jul 2015 — OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED