RIA-ONLY DOESN'T MEAN RIA ALONE
Dead / Cancelled — Cancelled — Section 8 (as of 28 Jan 2022)
What this means for you
This registration has been cancelled; it no longer blocks anyone on its own. The name may be available, but check before relying on it — rights can also come from actual use, not only from the register.
Record
- Serial number
- 85974364
- Registration number
- 4777765
- Mark type
- Stylized text
- Filed
- 01 Jul 2013
- Published for opposition
- 16 Sept 2014
- Registered
- 21 Jul 2015
- Attorney of record
- Louis J. Franco
Goods and services
- Class 035 — Advertising and business services: Providing centralized business support for a network of independent investment advisors, namely, centralized account billing, preparation and dissemination of periodic asset-holdings statements, and preparation and dissemination of market reports; providing marketing support for independent investment advisors, by creating and designing web-based and paper-based promotional materials for dissemination by independent investment advisors to their clients and supplying paper-based marketing materials for dissemination by independent investment advisors to their clients; providing investment market research support and analysis for independent investment advisors
- Class 036 — Insurance and financial services: Investment advisory services; providing investment, financial and financial asset management advice; financial planning and financial consulting services
- Class 045 — Legal and security services: Providing regulatory compliance support to independent investment advisors, namely, compliance consulting services that assist investment advisors in ensuring that they are operating within federal and state securities and investment advisor-related laws and regulations
Owner
- Commonwealth Equity Services, Inc., Waltham, MA, US
- Commonwealth Equity Services, Inc., Waltham, MA, US
- Commonwealth Equity Services, Inc., Waltham, MA, US
Prosecution history
- 28 Jan 2022 — CANCELLED SEC. 8 (6-YR)
- 21 Jul 2015 — REGISTERED-PRINCIPAL REGISTER
- 19 Jun 2015 — NOTICE OF ACCEPTANCE OF STATEMENT OF USE MAILED
- 18 Jun 2015 — ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED
- 09 Jun 2015 — STATEMENT OF USE PROCESSING COMPLETE
- 11 May 2015 — USE AMENDMENT FILED
- 04 Jun 2015 — CASE ASSIGNED TO INTENT TO USE PARALEGAL
- 11 May 2015 — TEAS STATEMENT OF USE RECEIVED
- 11 Nov 2014 — NOA MAILED - SOU REQUIRED FROM APPLICANT
- 16 Sept 2014 — PUBLISHED FOR OPPOSITION
- 27 Aug 2014 — NOTICE OF PUBLICATION
- 14 Aug 2014 — LAW OFFICE PUBLICATION REVIEW COMPLETED
- 14 Aug 2014 — EXAMINERS AMENDMENT MAILED
- 14 Aug 2014 — APPROVED FOR PUB - PRINCIPAL REGISTER
- 14 Aug 2014 — EXAMINER'S AMENDMENT ENTERED