BEHAVIORAL RISK INDICATOR

What this means for you

Registered since 05 Aug 2014. The owner can stop confusingly similar uses in the classes it covers; it stays on the register as long as the owner keeps up the maintenance filings (next due by 05 Aug 2024).

Record

Serial number

85692482

Registration number

4578280

Mark type

Stylized text

Filed

01 Aug 2012

Published for opposition

20 May 2014

Registered

05 Aug 2014

Next maintenance due

05 Aug 2024

Attorney of record

Richard Y. Kim

Goods and services

• Class 036 — Insurance and financial services: Providing equity research and equity capital investment analysis about the financial condition and stock prices of public and private companies; financial consulting services, namely, providing businesses with advice in the field of shareholder communications; funds and securities investment

Owner

• GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC, New York, NY, US
• Transparent Value, LLC, New York, NY, US
• Transparent Value, LLC, New York, NY, US
• Transparent Value, LLC, New York, NY, US

Prosecution history

• 21 Aug 2024 — NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED
• 21 Aug 2024 — REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)
• 21 Aug 2024 — REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
• 20 Aug 2024 — CASE ASSIGNED TO POST REGISTRATION PARALEGAL
• 05 Jun 2024 — TEAS SECTION 8 & 9 RECEIVED
• 05 Aug 2023 — COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED
• 24 Sept 2020 — NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED
• 23 Sept 2020 — REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.
• 23 Sept 2020 — CASE ASSIGNED TO POST REGISTRATION PARALEGAL
• 24 Jul 2020 — TEAS SECTION 8 & 15 RECEIVED
• 11 Jun 2020 — REVIEW OF CORRESPONDENCE COMPLETE - ADDRESS UPDATED
• 24 Apr 2020 — APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
• 24 Apr 2020 — TEAS CHANGE OF CORRESPONDENCE RECEIVED
• 24 Apr 2020 — TEAS WITHDRAWAL OF ATTORNEY RECEIVED-FIRM RETAINS
• 24 Apr 2020 — ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED