GUGGENHEIM INVESTMENTS
Live / Registered — Registered and renewed (as of 04 Dec 2021)
What this means for you
Registered since 19 Jun 2012. The owner can stop confusingly similar uses in the classes it covers; it stays on the register as long as the owner keeps up the maintenance filings (next due by 19 Jun 2022).
Record
- Serial number
- 85398377
- Registration number
- 4162457
- Mark type
- Stylized text
- Filed
- 15 Aug 2011
- Published for opposition
- 17 Jan 2012
- Registered
- 19 Jun 2012
- Next maintenance due
- 19 Jun 2022
- Attorney of record
- Richard Y. Kim
Goods and services
- Class 036 — Insurance and financial services: Financial advisory and consultancy services; Financial affairs and monetary affairs, namely, financial information, management and analysis services; Financial and investment services, namely, asset and investment acquisition, consultation, advisory and development; Financial and investment services, namely, management and brokerage in the fields of stocks, bonds, options, commodities, futures and other securities, and the investment of funds of others; Financial planning and investment advisory services; Financial services, namely, investment advice, investment management, investment consultation and investment of funds for others, including private and public equity and debt investment services; Information, advisory, consultancy and research services relating to finance and investments; Investment of funds for others; Investment services, namely, asset acquisition, consultation, development and management services
Owner
- GUGGENHEIM CAPITAL, LLC, Chicago, IL, US
- GUGGENHEIM CAPITAL, LLC, CHICAGO, IL, US
- GUGGENHEIM CAPITAL, LLC, CHICAGO, IL, US
Prior registrations
Prosecution history
- 04 Dec 2021 — NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED
- 04 Dec 2021 — REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)
- 04 Dec 2021 — REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
- 03 Dec 2021 — CASE ASSIGNED TO POST REGISTRATION PARALEGAL
- 08 Jul 2021 — TEAS SECTION 8 & 9 RECEIVED
- 19 Jun 2021 — COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED
- 11 Jun 2020 — REVIEW OF CORRESPONDENCE COMPLETE - ADDRESS UPDATED
- 24 Apr 2020 — APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
- 24 Apr 2020 — TEAS CHANGE OF CORRESPONDENCE RECEIVED
- 24 Apr 2020 — TEAS WITHDRAWAL OF ATTORNEY RECEIVED-FIRM RETAINS
- 24 Apr 2020 — ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
- 24 Apr 2020 — TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
- 24 Apr 2020 — TEAS CHANGE OF OWNER ADDRESS RECEIVED
- 07 Feb 2018 — NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED
- 07 Feb 2018 — REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.