NIKKO AM
Live / Registered — Registered — Section 71 accepted (as of 01 Feb 2024)
What this means for you
Registered since 18 Jun 2013. The owner can stop confusingly similar uses in the classes it covers.
Record
- Serial number
- 79105192
- Registration number
- 4352002
- Mark type
- Word mark
- Filed
- 29 Sept 2011
- Published for opposition
- 02 Apr 2013
- Registered
- 18 Jun 2013
- Attorney of record
- Martin M. Zoltick
Goods and services
- Class 036 — Insurance and financial services: [ Banking services, namely, acceptance of deposits including substitute bond issuance and acceptance of fixed interval installment deposits; loans financing and discount of bills; domestic exchange settlement, namely, debit settlement services, credit to current accounts services and money collection services; liability guarantee in the nature of underwriting commercial collateral liability insurance and acceptance of bills in the nature of bill payment services and bill consolidation services; ] offering of securities subscriptions in the nature of hedge funds, private equity funds, securities and derivatives for others; private placement in the nature of hedge funds, private equity funds, securities and derivatives for others; [ securities offering in the nature of fund investment services featuring securities offered according to previously established criteria in order to maintain a predetermined level of payments to the account holder; ]financial services, namely, assisting others in the completion of financial transaction of securities or offering and transaction of private placement in the nature of hedge funds, private equity funds, securities and derivatives for others; [ securities brokerage, namely, buying and selling of securities; securities underwriting; financial services, namely, issuing of securities beneficiary certificates; instruction on trust assets investment; ] advisory services relating to investment decisions based on securities values or securities value analysis; advisory services relating to investment or investment decisions based on discretionary investment contract concerning securities [ ; life insurance brokerage; providing information relating to life insurance; consultancy and advisory services for life insurance; agencies for non-life insurance ]
Owner
- SMBC Nikko Shoken Kabushiki Kaisha (SMBCNikko Securities Inc.), Tokyo, JP
- SMBC Nikko Shoken Kabushiki Kaisha (SMBC Nikko Securities Inc.), Tokyo 100-8325, JP
- SMBC Nikko Shoken Kabushiki Kaisha (SMBC Nikko Securities Inc.), Tokyo 100-8325, JP
Prior registrations
Prosecution history
- 21 Nov 2025 — TEAS CHANGE OF CORRESPONDENCE RECEIVED
- 21 Nov 2025 — TEAS CHANGE OF DOMESTIC REPRESENTATIVES ADDRESS
- 21 Nov 2025 — ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
- 21 Nov 2025 — TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
- 21 Nov 2025 — APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
- 21 Nov 2025 — TEAS CHANGE OF OWNER ADDRESS RECEIVED
- 21 Dec 2024 — PARTIAL INVALIDATION PROCESSED BY THE IB
- 10 Oct 2024 — GENERIC MADRID TRANSACTION SENT TO IB
- 10 Oct 2024 — GENERIC MADRID TRANSACTION CREATED
- 02 Oct 2024 — PARTIAL INVALIDATION OF REG EXT PROTECTION CREATED
- 01 Feb 2024 — NOTICE OF ACCEPTANCE OF SEC. 71 - E-MAILED
- 01 Feb 2024 — REGISTERED-SEC.71 ACCEPTED
- 29 Jan 2024 — CASE ASSIGNED TO POST REGISTRATION PARALEGAL
- 18 May 2023 — TEAS SECTION 71 RECEIVED
- 18 Jun 2022 — COURTESY REMINDER - SEC. 71 (10-YR) E-MAILED