INVESTMENT ADVISER CERTIFIED COMPLIANCE PROFESSIONAL

Live / Registered — Registered and renewed (as of 26 Jul 2018)

What this means for you

Registered since 04 Mar 2008. The owner can stop confusingly similar uses in the classes it covers; it stays on the register as long as the owner keeps up the maintenance filings (next due by 04 Mar 2018).

Record

Serial number
78943296
Registration number
3393759
Mark type
Stylized text
Filed
02 Aug 2006
Registered
04 Mar 2008
Next maintenance due
04 Mar 2018
Attorney of record
Michael A. Geller

Goods and services

  • Goods and services: financial regulatory compliance review

Owner

Prosecution history

  • 03 Nov 2025 — TEAS CHANGE OF CORRESPONDENCE RECEIVED
  • 03 Nov 2025 — ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
  • 03 Nov 2025 — TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
  • 03 Nov 2025 — APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
  • 03 Nov 2025 — TEAS CHANGE OF OWNER ADDRESS RECEIVED
  • 08 May 2024 — AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP
  • 26 Apr 2023 — AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP
  • 21 Dec 2022 — APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
  • 21 Dec 2022 — TEAS CHANGE OF CORRESPONDENCE RECEIVED
  • 21 Dec 2022 — ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
  • 21 Dec 2022 — TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
  • 21 Dec 2022 — TEAS CHANGE OF OWNER ADDRESS RECEIVED
  • 26 Jul 2018 — NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED
  • 26 Jul 2018 — REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)
  • 26 Jul 2018 — REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED

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