BROKERCHECK
Live / Registered — Registered and renewed (as of 24 May 2017)
What this means for you
Registered since 10 Apr 2007. The owner can stop confusingly similar uses in the classes it covers; it stays on the register as long as the owner keeps up the maintenance filings (next due by 10 Apr 2017).
Record
- Serial number
- 78851554
- Registration number
- 3227407
- Mark type
- Stylized text
- Filed
- 31 Mar 2006
- Published for opposition
- 23 Jan 2007
- Registered
- 10 Apr 2007
- Next maintenance due
- 10 Apr 2017
- Attorney of record
- Aaron D. Hendelman
Goods and services
- Class 035 — Advertising and business services: Providing an on-line computer database with information regarding the professional background, business practices and conduct of registered financial brokerage firms and their registered employees; providing information regarding the professional background, business practices and conduct of registered financial brokerage firms and their registered employees in response to telephone and email inquiries
Owner
- FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC., WASHINGTON, DC, US
- National Association of Securities Dealers, Inc., Washington, DC, US
- National Association of Securities Dealers, Inc., Washington, DC, US
- National Association of Securities Dealers, Inc., Washington, DC, US
Prosecution history
- 24 May 2017 — NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED
- 24 May 2017 — REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)
- 24 May 2017 — REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
- 24 May 2017 — CASE ASSIGNED TO POST REGISTRATION PARALEGAL
- 29 Mar 2017 — TEAS SECTION 8 & 9 RECEIVED
- 17 Jan 2017 — ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
- 17 Jan 2017 — TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
- 10 Apr 2016 — COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED
- 29 Jan 2014 — ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
- 29 Jan 2014 — TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
- 24 Nov 2012 — NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED
- 24 Nov 2012 — REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.
- 24 Nov 2012 — CASE ASSIGNED TO POST REGISTRATION PARALEGAL
- 30 Oct 2012 — TEAS SECTION 8 & 15 RECEIVED
- 29 Aug 2007 — AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP