CAPITAL MARKETS COMPLIANCE

Live / Registered — Registered and renewed (as of 04 Mar 2021)

What this means for you

Registered since 18 Sept 2001. The owner can stop confusingly similar uses in the classes it covers; it stays on the register as long as the owner keeps up the maintenance filings (next due by 18 Sept 2021).

Record

Serial number
78004262
Registration number
2491638
Mark type
Word mark
Filed
14 Apr 2000
Registered
18 Sept 2001
Next maintenance due
18 Sept 2021

Goods and services

  • Class 036 — Insurance and financial services: Securities compliance consulting, namely providing consulting services with respect to regulatory requirements in the field of securities market regulation

Owner

Prosecution history

  • 04 Mar 2021 — NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED
  • 04 Mar 2021 — REGISTERED AND RENEWED (SECOND RENEWAL - 10 YRS)
  • 04 Mar 2021 — REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
  • 02 Mar 2021 — CASE ASSIGNED TO POST REGISTRATION PARALEGAL
  • 23 Nov 2020 — TEAS SECTION 8 & 9 RECEIVED
  • 18 Sept 2020 — COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED
  • 08 Aug 2018 — TEAS CHANGE OF CORRESPONDENCE RECEIVED
  • 07 Sept 2011 — REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)
  • 07 Sept 2011 — REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
  • 23 Aug 2011 — TEAS SECTION 8 & 9 RECEIVED
  • 16 Feb 2007 — REGISTERED - SEC. 8 (6-YR) ACCEPTED
  • 09 Feb 2007 — ASSIGNED TO PARALEGAL
  • 06 Feb 2007 — CASE FILE IN TICRS
  • 10 Nov 2006 — REGISTERED - SEC. 8 (6-YR) FILED
  • 10 Nov 2006 — TEAS SECTION 8 RECEIVED

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