CETERA FINANCIAL GROUP
Live / Registered — Registered and renewed (as of 14 Jun 2021)
What this means for you
Registered since 03 May 2011. The owner can stop confusingly similar uses in the classes it covers; it stays on the register as long as the owner keeps up the maintenance filings (next due by 03 May 2021).
Record
- Serial number
- 77942067
- Registration number
- 3953295
- Mark type
- Stylized text
- Filed
- 23 Feb 2010
- Published for opposition
- 09 Nov 2010
- Registered
- 03 May 2011
- Next maintenance due
- 03 May 2021
- Attorney of record
- Dyan Finguerra-DuCharme
Goods and services
- Class 035 — Advertising and business services: Business management services, in connection with financial services and investment services, including but not limited to, business management services in connection with the following services: clearing and trading for investment transactions, estate planning, research and due diligence on investment strategies, and companies, offerors and intermediaries and their products, broker-dealer liaison services with regulatory agencies, fee-based financial planning programs and support, marketing support, technology support; providing office support staff services for fee-based financial planning programs; business administration and management, namely, administration of insurance licensing for states and security registration broker-dealer firms and advisors
- Class 036 — Insurance and financial services: Financial services, namely, securities broker-dealer services, fee-based financial planning programs, financial and investment advisory programs for independent financial professionals, financial consultation; investment services, namely, investment management, investment portfolio analysis, advice relating to investments; insurance services, namely, insurance brokerages and insurance agency services
Owner
- Cetera Financial Holdings, Inc., El Segundo, CA, US
- Cetera Financial Holdings, Inc., El Segundo, CA, US
- Cetera Financial Holdings, Inc., El Segundo, CA, US
Prosecution history
- 09 Nov 2021 — APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
- 09 Nov 2021 — TEAS CHANGE OF CORRESPONDENCE RECEIVED
- 09 Nov 2021 — ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
- 09 Nov 2021 — TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
- 09 Nov 2021 — TEAS CHANGE OF OWNER ADDRESS RECEIVED
- 14 Jun 2021 — NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED
- 14 Jun 2021 — REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)
- 14 Jun 2021 — REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
- 11 Jun 2021 — CASE ASSIGNED TO POST REGISTRATION PARALEGAL
- 08 Mar 2021 — TEAS SECTION 8 & 9 RECEIVED
- 03 May 2020 — COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED
- 03 Oct 2018 — ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY
- 21 Jan 2017 — NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED
- 21 Jan 2017 — REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.
- 21 Jan 2017 — CASE ASSIGNED TO POST REGISTRATION PARALEGAL