FINRA FIRM GATEWAY

Live / Registered — Registered and renewed (as of 18 Sept 2019)

What this means for you

Registered since 22 Jun 2010. The owner can stop confusingly similar uses in the classes it covers; it stays on the register as long as the owner keeps up the maintenance filings (next due by 22 Jun 2020).

Record

Serial number
77753295
Registration number
3805725
Mark type
Stylized text
Filed
05 Jun 2009
Published for opposition
06 Apr 2010
Registered
22 Jun 2010
Next maintenance due
22 Jun 2020
Attorney of record
Aaron D. Hendelman

Goods and services

  • Class 042 — Scientific and technological services: Providing an Internet web site providing technology that allows financial securities industry firms to obtain downloadable financial securities industry regulatory forms; providing an Internet web site providing technology that allows financial securities industry firms to submit regulatory filings and obtain personalized and aggregated data regarding financial securities industry regulatory requirements, filing dates, tasks and events
  • Class 045 — Legal and security services: Providing an Internet web site with links to financial securities industry web sites that provide information regarding securities industry regulatory requirements

Owner

Prior registrations

Prosecution history

  • 14 Mar 2024 — TEAS CHANGE OF CORRESPONDENCE RECEIVED
  • 14 Mar 2024 — ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
  • 14 Mar 2024 — TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
  • 14 Mar 2024 — APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
  • 14 Mar 2024 — TEAS CHANGE OF OWNER ADDRESS RECEIVED
  • 18 Sept 2019 — NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED
  • 18 Sept 2019 — REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)
  • 18 Sept 2019 — REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
  • 13 Sept 2019 — CASE ASSIGNED TO POST REGISTRATION PARALEGAL
  • 01 Aug 2019 — TEAS SECTION 8 & 9 RECEIVED
  • 22 Jun 2019 — COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED
  • 17 Jan 2017 — ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
  • 17 Jan 2017 — TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
  • 10 Sept 2015 — NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED
  • 10 Sept 2015 — REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.

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