COMPLIANCECASTS

Live / Registered — Registered and renewed (as of 04 Sept 2020)

What this means for you

Registered since 02 Feb 2010. The owner can stop confusingly similar uses in the classes it covers; it stays on the register as long as the owner keeps up the maintenance filings (next due by 02 Feb 2020).

Record

Serial number
77582396
Registration number
3745298
Mark type
Stylized text
Filed
30 Sept 2008
Published for opposition
17 Feb 2009
Registered
02 Feb 2010
Next maintenance due
02 Feb 2020
Attorney of record
Joseph V. Norvell

Goods and services

  • Class 041 — Education and entertainment services: Web-based training programs in the nature of courses, seminars, workshops and classes addressing the educational needs of compliance officers and staff within investment advisers, hedge funds and broker dealers in the areas of risk management, compliance and regulatory issues

Owner

Prosecution history

  • 27 Mar 2026 — TEAS CHANGE OF CORRESPONDENCE RECEIVED
  • 27 Mar 2026 — ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
  • 27 Mar 2026 — TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
  • 27 Mar 2026 — APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
  • 27 Mar 2026 — TEAS CHANGE OF OWNER ADDRESS RECEIVED
  • 22 Nov 2024 — TEAS WITHDRAWAL OF ATTORNEY RECEIVED-FIRM RETAINS
  • 22 Nov 2024 — TEAS CHANGE OF CORRESPONDENCE RECEIVED
  • 22 Nov 2024 — ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
  • 22 Nov 2024 — TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
  • 22 Nov 2024 — APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
  • 22 Nov 2024 — TEAS CHANGE OF OWNER ADDRESS RECEIVED
  • 04 May 2022 — ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY
  • 04 Sept 2020 — NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED
  • 04 Sept 2020 — REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)
  • 04 Sept 2020 — REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED

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