NASD

Live / Registered — Registered and renewed (as of 31 Jan 2019)

What this means for you

Registered since 06 Jan 2009. The owner can stop confusingly similar uses in the classes it covers; it stays on the register as long as the owner keeps up the maintenance filings (next due by 06 Jan 2019).

Record

Serial number
77257481
Registration number
3555973
Mark type
Stylized text
Filed
16 Aug 2007
Published for opposition
21 Oct 2008
Registered
06 Jan 2009
Next maintenance due
06 Jan 2019
Attorney of record
Aaron D. Hendelman

Goods and services

  • Class 016 — Paper goods and printed matter: [ Printed matter, namely, manuals and pamphlets concerning regulations and requirements pertaining to the securities industry, and regarding a database containing employment and disciplinary information on professionals in the securities industry ]
  • Class 041 — Education and entertainment services: electronic publications, namely, an online nondownloadable manual featuring information concerning regulations and requirements pertaining to the securities industry

Owner

Prior registrations

Prosecution history

  • 14 Mar 2024 — TEAS CHANGE OF CORRESPONDENCE RECEIVED
  • 14 Mar 2024 — ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
  • 14 Mar 2024 — TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
  • 14 Mar 2024 — APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
  • 14 Mar 2024 — TEAS CHANGE OF OWNER ADDRESS RECEIVED
  • 31 Jan 2019 — NOTICE OF ACCEPTANCE OF SEC. 8 - E-MAILED
  • 31 Jan 2019 — REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)
  • 31 Jan 2019 — REGISTERED - SEC. 9 GRANTED/CHECK RECORD FOR SEC. 8
  • 31 Jan 2019 — REGISTERED - PARTIAL SEC. 8 (10-YR) ACCEPTED
  • 31 Jan 2019 — CASE ASSIGNED TO POST REGISTRATION PARALEGAL
  • 04 Jan 2019 — TEAS SECTION 8 & 9 RECEIVED
  • 06 Jan 2018 — COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED
  • 17 Jan 2017 — ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
  • 17 Jan 2017 — TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
  • 06 Feb 2015 — NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED

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