GUGGENHEIM INVESTMENT ADVISORS
Live / Registered — Registered and renewed (as of 10 Sept 2019)
What this means for you
Registered since 17 Nov 2009. The owner can stop confusingly similar uses in the classes it covers; it stays on the register as long as the owner keeps up the maintenance filings (next due by 17 Nov 2019).
Record
- Serial number
- 77252665
- Registration number
- 3712544
- Mark type
- Stylized text
- Filed
- 10 Aug 2007
- Published for opposition
- 17 Jun 2008
- Registered
- 17 Nov 2009
- Next maintenance due
- 17 Nov 2019
- Attorney of record
- Richard Y. Kim
Goods and services
- Class 036 — Insurance and financial services: Providing information, advice and consulting in the fields of finance, insurance, banking, asset management and investment; financial investment in the fields of securities, funds, real estate, and venture capital businesses; investment management and asset management services; investment of funds for others; securitization, structuring and administration of investment assets; securities and investment brokerage services; investment banking services; trust services, namely, investment and trust company services; and providing online electronic databases in the fields of finance, banking, asset management and investment
Owner
- GUGGENHEIM CAPITAL, LLC, Chicago, IL, US
- GUGGENHEIM CAPITAL, LLC, CHICAGO, IL, US
- GUGGENHEIM CAPITAL, LLC, CHICAGO, IL, US
Prior registrations
Prosecution history
- 11 Jun 2020 — REVIEW OF CORRESPONDENCE COMPLETE - ADDRESS UPDATED
- 24 Apr 2020 — APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
- 24 Apr 2020 — TEAS CHANGE OF CORRESPONDENCE RECEIVED
- 24 Apr 2020 — TEAS WITHDRAWAL OF ATTORNEY RECEIVED-FIRM RETAINS
- 24 Apr 2020 — ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
- 24 Apr 2020 — TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
- 24 Apr 2020 — TEAS CHANGE OF OWNER ADDRESS RECEIVED
- 10 Sept 2019 — NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED
- 10 Sept 2019 — REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)
- 10 Sept 2019 — REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
- 10 Sept 2019 — CASE ASSIGNED TO POST REGISTRATION PARALEGAL
- 30 Jul 2019 — TEAS SECTION 8 & 9 RECEIVED
- 17 Nov 2018 — COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED
- 11 Aug 2015 — NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED
- 11 Aug 2015 — REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.