FINRA FINANCIAL INDUSTRY REGULATORY AUTHORITY

Dead / Abandoned — Abandoned — no statement of use filed (as of 15 Feb 2010)

What this means for you

This application is over — abandoned 15 Feb 2010. The name may be available, but check before relying on it — rights can also come from actual use, not only from the register.

Record

Serial number
77226439
Mark type
Stylized text
Filed
10 Jul 2007
Published for opposition
22 Apr 2008
Abandoned
15 Feb 2010
Attorney of record
Carla B. Oakley

Goods and services

  • Class 009 — Scientific and electric apparatus: Computer software containing accessible databases and computer software used to access online databases, both pertaining to licensing, employment and disciplinary information of professionals in the securities and investment advisor industries; computer programs for training, testing, and certification of professional and employment skills and abilities; prerecorded audio and video tapes, CDs and DVDs and downloadable podcasts with information related to securities, equities and financial investments
  • Class 035 — Advertising and business services: arranging of subscriptions for the publications of others; fiduciary bond, and mail-order catalog services; audio and video tapes and compact discs; scarves, watches and calendars; association services, namely, promoting the interests of securities and investment industry professionals; development for others of securities trade rules to increase transparency, disclosures and reduce conflicts of interest; providing for others monitoring and information concerning securities markets around the world to determine compliance with regulations; assisting securities and investment firms to assess disaster recovery plans; testing and examination to determine professional competency of brokerage firms and their employees
  • Class 036 — Insurance and financial services: Financial consulting services for others, namely, providing analysis of securities market regulations, management, and operations; providing advice regarding the structure and regulation of securities markets; providing an on-line computer database of information in the field of securities and equities trading related to corporate bond transactions, securities regulation, financial investments, namely, securities, securities firms, broker/dealers and investment advisors, grants, investor protection, and rules to govern securities day-trading activities; providing an on-line computer database with information regarding pricing and quotes for bonds, equities and securities, reports on bonds, equities and securities trades, and comparisons of bonds, equities and securities trades; providing grants and funding for research, projects, fellowships, seminars, symposiums, roundtables and classes, all in the field of investor education
  • Class 042 — Scientific and technological services: Providing software development services for databases of information in the field of securities regulation, markets, compliance, financial investments, securities firms, broker/dealers, investment advisors and mortgage industry professionals, and rules to govern securities trading activities; providing advice regarding the use of technology to enforce securities market regulations and rules

Owner

Prosecution history

  • 16 Feb 2010 — ABANDONMENT NOTICE MAILED - NO USE STATEMENT FILED
  • 15 Feb 2010 — ABANDONMENT - NO USE STATEMENT FILED
  • 05 Jan 2010 — ASSIGNED TO EXAMINER
  • 20 Jul 2009 — SOU EXTENSION 2 GRANTED
  • 14 Jul 2009 — SOU EXTENSION 2 FILED
  • 14 Jul 2009 — SOU TEAS EXTENSION RECEIVED
  • 04 Feb 2009 — SOU EXTENSION 1 GRANTED
  • 13 Jan 2009 — SOU EXTENSION 1 FILED
  • 04 Feb 2009 — DIVISIONAL PROCESSING COMPLETE
  • 13 Jan 2009 — DIVISIONAL REQUEST RECEIVED
  • 13 Jan 2009 — TEAS REQUEST TO DIVIDE RECEIVED
  • 30 Jan 2009 — CASE ASSIGNED TO INTENT TO USE PARALEGAL
  • 14 Jan 2009 — SOU TEAS EXTENSION RECEIVED
  • 15 Jul 2008 — NOA MAILED - SOU REQUIRED FROM APPLICANT
  • 22 Apr 2008 — PUBLISHED FOR OPPOSITION

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