CERTIFIED SECURITIES COMPLIANCE PROFESSIONAL
Live / Registered — Registered and renewed (as of 19 Dec 2017)
What this means for you
Registered since 04 Mar 2008. The owner can stop confusingly similar uses in the classes it covers; it stays on the register as long as the owner keeps up the maintenance filings (next due by 04 Mar 2018).
Record
- Serial number
- 77057546
- Registration number
- 3393606
- Mark type
- Stylized text
- Filed
- 05 Dec 2006
- Registered
- 04 Mar 2008
- Next maintenance due
- 04 Mar 2018
- Attorney of record
- Christopher P. Foley
Goods and services
- Goods and services: Certifying that broker-dealers and investment advisor professionals have met minimum standards of competency in the field of securities compliance
Owner
- National Society of Compliance Professionals, Cornwall Bridge, CT, US
- National Society of Compliance Professionals, Cornwall Bridge, CT, US
Prosecution history
- 19 Dec 2017 — NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED
- 19 Dec 2017 — REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)
- 19 Dec 2017 — REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
- 18 Dec 2017 — TEAS RESPONSE TO OFFICE ACTION-POST REG RECEIVED
- 05 Jul 2017 — POST REGISTRATION ACTION MAILED - SEC. 8 & 9
- 20 Jun 2017 — CASE ASSIGNED TO POST REGISTRATION PARALEGAL
- 10 May 2017 — CASE ASSIGNED TO POST REGISTRATION PARALEGAL
- 10 May 2017 — CASE ASSIGNED TO POST REGISTRATION PARALEGAL
- 14 Mar 2017 — TEAS SECTION 8 & 9 RECEIVED
- 04 Mar 2017 — COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED
- 10 Oct 2013 — ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
- 10 Oct 2013 — TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
- 18 Mar 2013 — NOTICE OF ACCEPTANCE OF SEC. 8 - E-MAILED
- 18 Mar 2013 — REGISTERED - SEC. 8 (6-YR) ACCEPTED
- 18 Mar 2013 — CASE ASSIGNED TO POST REGISTRATION PARALEGAL