GUGGENHEIM
Live / Registered — Registered and renewed (as of 14 Jan 2026)
What this means for you
Registered since 25 Jul 2006. The owner can stop confusingly similar uses in the classes it covers; it stays on the register as long as the owner keeps up the maintenance filings (next due by 25 Jul 2026).
Record
- Serial number
- 76450902
- Registration number
- 3121127
- Mark type
- Word mark
- Filed
- 13 Sept 2002
- Published for opposition
- 07 Sept 2004
- Registered
- 25 Jul 2006
- Next maintenance due
- 25 Jul 2026
- Attorney of record
- Richard Y. Kim
Goods and services
- Class 016 — Paper goods and printed matter: Printed matter, namely, books, brochures, and newsletters featuring finance, business, insurance, banking, asset management and investment
- Class 036 — Insurance and financial services: Providing information, advice and consulting in the fields of finance, insurance, business, banking, asset management and investment; financial investment in the fields of securities, funds, real estate, and venture capital businesses; investment management and asset management services; investment of funds for others; securitization, structuring and administration of investment assets; securities and investment brokerage services; investment banking services; trust services, namely, investment and trust company services; and providing online electronic databases in the fields of finance, business, banking, asset management and investment
- Class 041 — Education and entertainment services: Educational services, namely, conducting classes, seminars, conferences and workshops in the fields of finance, insurance, business, banking, asset management and investment; and providing online magazines and newsletters in the fields of finance, insurance, business, banking, asset management and investment
Owner
- GUGGENHEIM CAPITAL, LLC, Chicago, IL, US
- GUGGENHEIM BROTHERS, LLC, NEW YORK, NY, US
- GUGGENHEIM BROTHERS, LLC, NEW YORK, NY, US
- Guggenheim Brothers, New York, NY, US
- Guggenheim Brothers, New York, NY, US
Prosecution history
- 14 Jan 2026 — NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED
- 14 Jan 2026 — REGISTERED AND RENEWED (SECOND RENEWAL - 10 YRS)
- 14 Jan 2026 — REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
- 14 Jan 2026 — CASE ASSIGNED TO POST REGISTRATION PARALEGAL
- 08 Oct 2025 — TEAS SECTION 8 & 9 RECEIVED
- 25 Jul 2025 — COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED
- 11 Jun 2020 — REVIEW OF CORRESPONDENCE COMPLETE - ADDRESS UPDATED
- 24 Apr 2020 — APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
- 24 Apr 2020 — TEAS CHANGE OF CORRESPONDENCE RECEIVED
- 24 Apr 2020 — TEAS WITHDRAWAL OF ATTORNEY RECEIVED-FIRM RETAINS
- 24 Apr 2020 — ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
- 24 Apr 2020 — TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
- 24 Apr 2020 — TEAS CHANGE OF OWNER ADDRESS RECEIVED
- 05 Oct 2016 — NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED
- 05 Oct 2016 — REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)