NORTHERN TRUST COMPLIANCE ANALYST

Live / Registered — Registered and renewed (as of 22 Feb 2024)

What this means for you

Registered since 28 Oct 2003. The owner can stop confusingly similar uses in the classes it covers; it stays on the register as long as the owner keeps up the maintenance filings (next due by 28 Oct 2023).

Record

Serial number
76386012
Registration number
2778494
Mark type
Slogan / phrase
Filed
22 Mar 2002
Published for opposition
24 Dec 2002
Registered
28 Oct 2003
Next maintenance due
28 Oct 2023
Attorney of record
Tara Reedy Sliva

Goods and services

  • Class 036 — Insurance and financial services: financial services, namely warning clients regarding violations of their investment parameters by comparing clients' pre-defined rules with portfolio holdings

Owner

Prosecution history

  • 22 Feb 2024 — NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED
  • 22 Feb 2024 — REGISTERED AND RENEWED (SECOND RENEWAL - 10 YRS)
  • 22 Feb 2024 — REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
  • 22 Feb 2024 — CASE ASSIGNED TO POST REGISTRATION PARALEGAL
  • 28 Aug 2023 — TEAS SECTION 8 & 9 RECEIVED
  • 28 Oct 2022 — COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED
  • 20 May 2022 — TEAS CHANGE OF CORRESPONDENCE RECEIVED
  • 20 May 2022 — ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
  • 20 May 2022 — TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
  • 27 Jan 2016 — ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
  • 27 Jan 2016 — TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
  • 11 Oct 2013 — NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED
  • 11 Oct 2013 — REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)
  • 11 Oct 2013 — REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
  • 09 Oct 2013 — REGISTERED - COMBINED SECTION 8 (10-YR) & SEC. 9 FILED

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