SWS FINANCIAL SERVICES
Dead / Cancelled — Cancelled — Section 8 (as of 06 Oct 2023)
What this means for you
This registration has been cancelled; it no longer blocks anyone on its own. The name may be available, but check before relying on it — rights can also come from actual use, not only from the register.
Record
- Serial number
- 76291359
- Registration number
- 2701231
- Mark type
- Word mark
- Filed
- 27 Jul 2001
- Published for opposition
- 12 Feb 2002
- Registered
- 25 Mar 2003
- Next maintenance due
- 25 Mar 2013
- Attorney of record
- Gregory J. Krabacher
Goods and services
- Class 036 — Insurance and financial services: Financial services in the field of investment and securities brokerage, namely, brokerage services concerning securities, mutual funds and commodities; financial management services; securities and financial clearing services; financial advisory services; financial consultation services; investment account planning
Owner
- SWS PARTNERS, LLC, COLUMBUS, OH, US
- HILLTOP SECURITIES HOLDINGS LLC, DALLAS, TX, US
- SWS Group, Inc., Dallas, TX, US
- SWS Group, Inc., Dallas, TX, US
- Southwest Securities Group, Inc., Dallas, TX, US
- Southwest Securities Group, Inc., Dallas, TX, US
Prior registrations
Prosecution history
- 06 Oct 2023 — CANCELLED SEC. 8 (10-YR)/EXPIRED SECTION 9
- 21 Jul 2023 — TEAS CHANGE OF CORRESPONDENCE RECEIVED
- 21 Jul 2023 — ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
- 21 Jul 2023 — TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
- 26 Aug 2022 — APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
- 26 Aug 2022 — TEAS CHANGE OF CORRESPONDENCE RECEIVED
- 26 Aug 2022 — ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
- 26 Aug 2022 — TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
- 26 Aug 2022 — TEAS CHANGE OF OWNER ADDRESS RECEIVED
- 25 Mar 2022 — COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED
- 17 Feb 2022 — TEAS CHANGE OF CORRESPONDENCE RECEIVED
- 17 Feb 2022 — ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
- 17 Feb 2022 — TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
- 24 Apr 2019 — AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP
- 22 Apr 2019 — ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED