SWS
Dead / Cancelled — Cancelled — Section 7 (surrendered) (as of 03 Jun 2019)
What this means for you
This registration has been cancelled; it no longer blocks anyone on its own. The name may be available, but check before relying on it — rights can also come from actual use, not only from the register.
Record
- Serial number
- 76291353
- Registration number
- 2698569
- Mark type
- Design + words
- Filed
- 27 Jul 2001
- Published for opposition
- 30 Oct 2001
- Registered
- 18 Mar 2003
- Next maintenance due
- 18 Mar 2013
- Attorney of record
- Gregory J. Krabacher
Goods and services
- Class 036 — Insurance and financial services: Financial services in the field of investment and securities brokerage, namely, brokerage services concerning securities, mutual funds and commodities, financial management services; securities and financial clearing services; financial advisory services; financial consultation services; investment account planning
Owner
- SWS PARTNERS, LLC, COLUMBUS, OH, US
- HILLTOP SECURITIES HOLDINGS LLC, DALLAS, TX, US
- SWS GROUP, INC., DALLAS, TX, US
- SWS GROUP, INC., DALLAS, TX, US
- Southwest Securities Group, Inc., Dallas, TX, US
- Southwest Securities Group, Inc., Dallas, TX, US
Prior registrations
Prosecution history
- 03 Jun 2019 — CANCELLED SECTION 7-TOTAL
- 16 May 2019 — NOTICE OF CANCELLATION SEC. 7 SURRENDER EMAILED
- 30 Apr 2019 — REQUEST FOR SECT 7 TOTAL SURRENDER FILED
- 14 May 2019 — CASE ASSIGNED TO POST REGISTRATION PARALEGAL
- 30 Apr 2019 — TEAS SECTION 7 SURRENDER RECEIVED
- 24 Apr 2019 — AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP
- 22 Apr 2019 — ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
- 22 Apr 2019 — TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
- 28 Nov 2018 — AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP
- 22 Apr 2015 — REVIEW OF CORRESPONDENCE COMPLETE - INFORMATION MADE OF RECORD
- 21 Apr 2015 — TEAS WITHDRAWAL OF ATTORNEY RECEIVED-FIRM RETAINS
- 29 Mar 2013 — NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - MAILED
- 27 Mar 2013 — NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED
- 27 Mar 2013 — REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)
- 27 Mar 2013 — REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED