INVESTMENT ADVISOR

What this means for you

Registered since 17 Jun 2003. The owner can stop confusingly similar uses in the classes it covers; it stays on the register as long as the owner keeps up the maintenance filings (next due by 17 Jun 2023).

Record

Serial number

76207544

Registration number

2728295

Mark type

Word mark

Filed

12 Feb 2001

Registered

17 Jun 2003

Next maintenance due

17 Jun 2023

Attorney of record

Teresa Lee, Esq.

Goods and services

• Class 016 — Paper goods and printed matter: magazine providing financial and investment information and advice

Owner

• ALM GLOBAL PROPERTIES, LLC, NEW YORK, NY, US
• ALM MEDIA PROPERTIES, LLC, New York, NY, US
• THE NATIONAL UNDERWRITER COMPANY, ERLANGER, KY, US
• THE NATIONAL UNDERWRITER COMPANY, ERLANGER, KY, US
• THE NATIONAL UNDERWRITER COMPANY, ERLANGER, KY, US
• Investment Advisor Group, a division of Wicks Business Information LLC, Fairfield, CT, US
• Investment Advisor Group, a division of Wicks Business Information LLC, Fairfield, CT, US

Prosecution history

• 08 Dec 2025 — ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY
• 14 May 2025 — ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY
• 04 Apr 2024 — NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED
• 04 Apr 2024 — REGISTERED AND RENEWED (SECOND RENEWAL - 10 YRS)
• 04 Apr 2024 — REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
• 04 Apr 2024 — CASE ASSIGNED TO POST REGISTRATION PARALEGAL
• 15 Nov 2023 — TEAS SECTION 8 & 9 RECEIVED
• 17 Jun 2022 — COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED
• 02 Feb 2022 — AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP
• 01 Jul 2020 — APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
• 01 Jul 2020 — TEAS CHANGE OF CORRESPONDENCE RECEIVED
• 01 Jul 2020 — ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
• 01 Jul 2020 — TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
• 01 Jul 2020 — TEAS CHANGE OF OWNER ADDRESS RECEIVED
• 02 Oct 2018 — APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED