Claim Construction Checklist: Term Selection, the Intrinsic Record, and Proposed Constructions

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Claim construction decides most patent cases and it is worked on a schedule that starts months before the hearing. This checklist runs it in thirteen phases: build the disclaimer table from the file wrapper, map the specification, chart every candidate construction against both infringement and invalidity, select terms by dispositiveness, decide the record, comply with local rules, exchange and build the joint chart, prepare or decline an expert, brief indefiniteness in parallel, brief the construction in the framework order, prepare the tutorial, argue, and act on the order. Each box gives the reason, the authority, and the trap. A worked matter runs throughout. The companion article supplies the doctrine and the companion guide the strategy.

IP and Technology > Patent Litigation | Checklist | Published 18 January 2024 - Updated 11 March 2025 | Casey Scott McKay - marksy.us

Summary. Claim construction decides most patent cases and it is worked on a schedule that starts months before the hearing. This checklist runs it in thirteen phases: build the disclaimer table from the file wrapper, map the specification, chart every candidate construction against both infringement and invalidity, select terms by dispositiveness, decide the record, comply with local rules, exchange and build the joint chart, prepare or decline an expert, brief indefiniteness in parallel, brief the construction in the framework order, prepare the tutorial, argue, and act on the order. Each box gives the reason, the authority, and the trap. A worked matter runs throughout. The companion article supplies the doctrine and the companion guide the strategy.

Keywords: claim construction checklist, disclaimer table, term selection, dual consequence charting, intrinsic record, prosecution history, lexicography, disavowal, claim differentiation, means plus function, indefiniteness, joint claim construction chart, construction expert, technology tutorial, Markman hearing, fallback construction, summary judgment, stipulated judgment, PTAB coordination, appellate preservation


How to use this checklist

| Phase | What it covers | When | |---|---|---| | 1 | Build the disclaimer table | Week one | | 2 | Map the specification | Weeks one to three | | 3 | Chart both consequences | Before proposing anything | | 4 | Select terms | At the exchange | | 5 | Decide the record | First month | | 6 | Comply with local rules | Continuous | | 7 | Exchange and build the joint chart | Per schedule | | 8 | Prepare or decline an expert | Per schedule | | 9 | Brief indefiniteness | With construction | | 10 | Brief the construction | Per schedule | | 11 | Prepare the tutorial | Before the hearing | | 12 | Argue | The hearing | | 13 | Act on the order | Days after |

Phases 1 through 3 determine the quality of everything downstream and are the ones most often compressed. Boxes marked [Gate] should clear before the next phase begins.

The matter. Two patents, eleven asserted claims, a court limit of five terms, and a parallel inter partes review filed by the same defendant. The boxes below follow it from file wrapper to stipulated judgment.


Phase 1. Build the disclaimer table


Phase 2. Map the specification


Phase 3. Chart both consequences


Phase 4. Select terms


Phase 5. Decide the record


Phase 6. Comply with local rules


Phase 7. Exchange and build the joint chart


Phase 8. Prepare or decline the expert


Phase 9. Brief indefiniteness in parallel


Phase 10. Brief the construction


Phase 11. Prepare the tutorial


Phase 12. Argue


Phase 13. Act on the order

Outcome. Four terms selected from fourteen candidates, seven stipulated. The disclaimer table produced the dispositive argument on the first term. The second patent's sole independent claim was held indefinite for want of a disclosed algorithm. The construction order was followed within four days by a motion drafted before the hearing, and the parties then entered a stipulated judgment so the patentee could appeal the construction directly.


Phase 14. Coordinating with a parallel Board proceeding

Phase 15. Cost and staffing

| Phase | Typical effort | Relative cost | Notes | |---|---|---|---| | Disclaimer table | 10–25 hours | Moderate | Highest return per hour in the exercise | | Specification mapping | 5–10 hours | Low | Delegable with supervision | | Dual-consequence charting | 10–20 hours | Moderate | Must be joint with the invalidity team | | Term selection | 3–8 hours | Low | Senior judgment, not volume | | Local rule compliance | Ongoing | Low | Calendar discipline | | Joint chart | 10–20 hours | Moderate | Support column is the persuasive part | | Construction expert | Weeks | High | Discretionary; skip where the record is clear | | Indefiniteness briefing | 20–40 hours | Moderate | Runs on the construction schedule | | Construction briefing | 40–80 hours | High | The main event | | Tutorial | 15–30 hours | Moderate | Delivered by the arguing lawyer | | Hearing | 1–2 days plus prep | High | | | Post-order motion | Weeks | Moderate | Drafted before the hearing |

Phase 16. Preserving the appeal

Phase 17. The canon reference

A working reference for the interpretive tools, what each does, and how far it carries.

| Canon | What it says | Weight | Defeated by | |---|---|---|---| | Plain and ordinary meaning | Terms mean what a skilled artisan understood at the time | The default | Lexicography or disavowal | | Claim differentiation | A limitation in a dependent claim is presumed absent from the independent | Strong, rebuttable | A contrary definition or clear disclaimer | | Consistent usage | A term means the same thing throughout the patent and family | Strong | Express contrary definition | | Lexicography | A clear definitional statement controls | Controlling where present | Requires clear intent to define | | Disavowal | A clear and unmistakable surrender limits the claim | Controlling where present | Preference and description are not enough | | Prosecution disclaimer | A clear surrender during prosecution limits the claim | Strong | Ambiguity, or multiple independent grounds | | Preamble | Limiting where it recites essential structure or supplies antecedent basis | Fact-specific | Merely stating purpose or use | | "Comprising" | Open transition; additional elements do not avoid the claim | Settled | Nothing | | "Consisting of" | Closed transition | Settled | Nothing | | "Consisting essentially of" | Permits elements not materially affecting the basic characteristics | Settled | Fact question on materiality | | Validity-preserving construction | Where two constructions are available, one preserving validity has some pull | Weak | Cannot rewrite a clear claim | | Importing embodiments | Not a canon; the error the framework rejects | None | Always | | Dictionary-first | Not a canon; inverts the correct order | None | Always |

Phase 18. Special claim types

Phase 19. The construction file

What should exist when the matter is handed to trial counsel, appellate counsel, or a successor.

A closing note on ownership. Phases 1 through 5 belong to whoever will argue, because they are judgment rather than production and the arguing lawyer needs the record in their head. Phases 6 through 8 are procedural and delegable with supervision. Phases 9 through 12 are the main event. Phase 13 belongs to whoever drafted the motion in advance, which should be the same team. And the file at Phase 19 belongs to whoever inherits the case — which in a patent matter running four years is frequently someone who has not yet been retained.

Phase 20. The client conversation

Clients experience claim construction as a procedural detour before the real event, and the misunderstanding produces bad decisions about budget and settlement.

Key Authorities at a Glance

| Authority | Proposition | Phase | |---|---|---| | 35 U.S.C. § 112(a) | Written description and enablement | 3 | | 35 U.S.C. § 112(b) | Definiteness | 2, 9 | | 35 U.S.C. § 112(f) | Means-plus-function construction | 2, 9 | | 35 U.S.C. § 102 | Novelty; the invalidity half of the pincer | 3 | | 35 U.S.C. § 103 | Nonobviousness | 3 | | 35 U.S.C. § 120 | Shared family record | 1 | | 35 U.S.C. § 132(a) | No new matter; the amendment record | 1 | | 35 U.S.C. § 271(a) | Infringement requires every limitation | 3 | | 35 U.S.C. § 282 | Presumption of validity | 9 | | 35 U.S.C. § 284 | Damages | 13 | | 35 U.S.C. § 311(b) | IPR limited to §§ 102 and 103 | 9 | | 35 U.S.C. § 315(e) | Estoppel after a final written decision | 6 | | 35 U.S.C. § 321(c) | Post-grant review window | 9 | | 37 C.F.R. § 1.321 | Terminal disclaimers | 1 | | Fed. R. Civ. P. 26 | Expert disclosures | 8 | | Fed. R. Civ. P. 56 | Summary judgment | 13 | | Fed. R. Evid. 702 | Expert testimony | 8 | | Fed. R. Evid. 703 | Bases of expert opinion | 8 | | 28 U.S.C. § 1295 | Federal Circuit jurisdiction | 13 |


The five things people get wrong

One: they read the specification before the file wrapper. The prosecution history contains the concessions, and concessions are the shortest route to a dispositive construction. It is deferred because it is voluminous, which is exactly why the arguments in it go unfound.

Two: they chart infringement without charting invalidity. Every construction has two consequences, and a patentee arguing for the breadth needed to capture the accused product frequently walks the claim into the prior art. Separate teams for infringement and invalidity make the pincer invisible to both.

Three: they select terms by ambiguity rather than by dispositiveness. The question is not which term is unclear; it is which construction, if adopted, ends the case.

Four: they argue that embodiments limit the claim without invoking lexicography or disavowal. Courts identify it immediately, and it costs credibility on the terms that matter.

Five: they draft the summary judgment motion after the order. The construction order is the case's decisive moment, and the party holding a drafted motion uses it while the other side is still reading. See Litigating Claim Construction.


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This document is general information about the law, not legal advice, and does not create an attorney-client relationship. Patent outcomes turn on specific claims, records, and dates. Marksy is not a law firm.

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