NEUBERGER BERMAN LOAN ADVISERS
Dead / Cancelled — Cancelled — Section 8 (as of 22 Dec 2023)
What this means for you
This registration has been cancelled; it no longer blocks anyone on its own. The name may be available, but check before relying on it — rights can also come from actual use, not only from the register.
Record
- Serial number
- 86835354
- Registration number
- 5219333
- Mark type
- Stylized text
- Filed
- 01 Dec 2015
- Published for opposition
- 19 Jul 2016
- Registered
- 06 Jun 2017
- Attorney of record
- Claudia W. Stangle
Goods and services
- Class 036 — Insurance and financial services: Financial services, namely, investment advisory, investment management, asset management, portfolio management, investment brokerage, securities brokerage, investment consultation, wealth management, and financial planning services, all the aforesaid services also available via the Internet or a similar electronic network; financial and investment services, namely, investment advisory and investment management and brokerage of securities, hedge funds, private equity funds, wrap fee programs, separate accounts, variable annuity programs, stocks, bonds, commodities, derivatives and debt investment, and limited partnerships; financial services, namely, financial research, analysis, consultation, and information services; financial services, namely, investment fund transfer and transaction services; financial custodian services, namely, maintaining possession of financial assets for others for financial management purposes; management and investment of funds and assets of others; capital investment services; financial transaction services, namely, clearing and reconciling financial transactions; financial services, namely, mutual fund advisory and investment management services, mutual fund distribution services, mutual fund underwriting and administration services, and variable annuities investment services; clearance services, namely, clearing and settling financial transactions on behalf of others; maintaining assets and securities for others, and confirming and tracking financial transactions for others; insurance investment services; trust and estate planning and management services; retirement planning services; real estate investment and trust advisory and management services
Owner
- Neuberger Berman Group LLC, New York, NY, US
- Neuberger Berman Group LLC, New York, NY, US
- Neuberger Berman Group LLC, New York, NY, US
Prior registrations
Prosecution history
- 22 Dec 2023 — CANCELLED SEC. 8 (6-YR)
- 06 Jun 2022 — COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED
- 20 Nov 2018 — AMENDMENT UNDER SECTION 7 - PROCESSED
- 19 Nov 2018 — PETITION TO DIRECTOR GRANTED
- 05 Nov 2018 — ASSIGNED TO PETITION STAFF
- 18 Jul 2018 — TEAS PETITION TO DIRECTOR RECEIVED
- 25 Oct 2017 — POST REGISTRATION ACTION MAILED - SEC. 7
- 18 Oct 2017 — CASE ASSIGNED TO POST REGISTRATION PARALEGAL
- 20 Sept 2017 — TEAS SECTION 7 REQUEST RECEIVED
- 03 Aug 2017 — CORRECTION UNDER SECTION 7 - PROCESSED
- 31 Jul 2017 — CASE ASSIGNED TO POST REGISTRATION PARALEGAL
- 29 Jun 2017 — TEAS SECTION 7 REQUEST RECEIVED
- 29 Jun 2017 — TEAS CHANGE OF CORRESPONDENCE RECEIVED
- 06 Jun 2017 — REGISTERED-PRINCIPAL REGISTER
- 02 May 2017 — NOTICE OF ACCEPTANCE OF STATEMENT OF USE E-MAILED